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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MAINSAIL FINANCIAL GROUP

MAINSAIL FINANCIAL GROUP, LLC, CRD 317970

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1f5f3fd-4b29-80cc-6b0d-2b02526bfe01

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 8
On other graphs: 0
Observed: Jan 25, 2022 to Sep 2, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $404MItem 5.F on the latest filing (2026-09-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $378M
Private client RAUM: $398MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $57.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,448
Individual clients: 292
High net worth clients: 132
SEC number: 801-123307
CRD: 317970
Filings on the tape: 25
First filed: Jan 25, 2022
Latest filed: Sep 2, 2026
Organised: Limited Liability Company, WA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ADAM MICHAEL LAIBSON	n/a	BELLEVUE, WA	4	24	4	no
BRANDON LEE STEELE	Certified Financial Planner	BELLEVUE, WA	4	15	3	no
Eddy Qing Su	n/a	BELLEVUE, WA	2	10	n/a	no
FELICIA KATHRYN FLY	n/a	BELLEVUE, WA	2	10	3	no
Joshua Eugene William Moore	n/a	BELLEVUE, WA	1	11	1	no
Tonye Daye Wokoma	n/a	BELLEVUE, WA	0	15	1	no
JOHN DAVID GRIFFIN	Certified Financial Planner	BELLEVUE, WA	0	12	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAIBSON, ADAM, MICHAEL	CFO, CCO, FOUNDER, AND DIRECTOR OF OPERATIONS	D	yes	11/2018	Jan 25, 2022	Oct 25, 2024
STEELE, BRANDON, LEE	CEO, FOUNDER, AND DIRECTOR OF BUSINESS DEVELOPMENT	D	yes	11/2018	Jan 25, 2022	Oct 25, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 7, 2026	$404M	$378M	12	6	1	n/a	n/a
2024	Apr 21, 2025	$268M	$232M	12	7	1	n/a	n/a
2023	Feb 12, 2024	$192M	$166M	6	4	0	n/a	n/a
2022	Mar 24, 2023	$114M	$112M	7	5	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	2	0	28.6%	0	0	0	7	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$404M	$268M	50.6%	$114M	52.6%	11	12	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMMONWEALTH FINANCIAL NETWORK	3	Apr 1, 2022	Mar 15, 2022	BELLEVUE, WA	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (12)

← JOHN DAVID GRIFFINAdvisorregistration: current employment
Jun 12, 2026 to presentfactForm ADV
← Tonye Daye WokomaAdvisorregistration: current employment
Oct 16, 2025 to presentfactForm ADV
← Joshua Eugene William MooreAdvisorregistration: current employment
Mar 3, 2025 to presentfactForm ADV
← FELICIA KATHRYN FLYAdvisorregistration: current employment
Feb 22, 2024 to presentfactForm ADV
← Eddy Qing SuAdvisorregistration: current employment
Nov 8, 2023 to presentfactForm ADV
← ADAM MICHAEL LAIBSONAdvisorregistration: current employment
Mar 14, 2022 to presentfactForm ADV
← BRANDON LEE STEELEAdvisorregistration: current employment
Mar 14, 2022 to presentfactForm ADV
← Jennifer Sue PatersonAdvisorregistration: previous registration
Mar 25, 2025 to Mar 30, 2026factForm ADV
← Emanuel Tomas RoaAdvisorregistration: previous registration
Mar 21, 2025 to Sep 29, 2025factForm ADV
← Wentao LiuAdvisorregistration: previous registration
Nov 13, 2024 to Sep 2, 2025factForm ADV
← BRADLEY LOREN ANDERSONAdvisorregistration: previous registration
Mar 4, 2024 to Jan 2, 2025factForm ADV
← SAMANTHA XU QUXIA KENNEDYAdvisorregistration: previous registration
Mar 15, 2022 to Oct 25, 2024factForm ADV

Controls (2)

← LAIBSON, ADAM, MICHAELOwnerCFO, CCO, FOUNDER, AND DIRECTOR OF OPERATIONS, ownership code D, individual
Jan 25, 2022 to Oct 25, 2024factForm ADV
← STEELE, BRANDON, LEEOwnerCEO, FOUNDER, AND DIRECTOR OF BUSINESS DEVELOPMENT, ownership code D, individual
Jan 25, 2022 to Oct 25, 2024factForm ADV

Moved with (1)

← COMMONWEALTH FINANCIAL NETWORKRegistered adviser3 advisors, team lift out, same day
Apr 1, 2022 to Mar 15, 2022factForm ADV

Dated events

Occurred
Mar 30, 2026
Advisor changed firm
Jennifer Sue Paterson left Mainsail Financial Group for Integrity Wealth Llc (registered 2026-04-06)
Form ADVobserved 4 days ago
Occurred
Jan 30, 2026
Regulatory AUM changed
Mainsail Financial Group reported RAUM $403.9M, up 51% from $268.2M (2025-11-21 to 2026-01-30)
Form ADVobserved 4 days ago
$136M
Occurred
Sep 29, 2025
Advisor changed firm
Emanuel Tomas Roa left Mainsail Financial Group for Charles Schwab & Co., Inc. (registered 2026-01-06)
Form ADVobserved 4 days ago
Occurred
Sep 2, 2025
Advisor changed firm
Wentao Liu left Mainsail Financial Group for Coldstream Wealth Management (registered 2025-10-03)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2025
Advisor changed firm
Bradley Loren Anderson left Mainsail Financial Group for Mariner (registered 2025-01-13)
Form ADVobserved 4 days ago
Occurred
Oct 25, 2024
Advisor changed firm
Samantha Xu Quxia Kennedy left Mainsail Financial Group for Composition Wealth, Llc (registered 2024-09-04)
Form ADVobserved 4 days ago
Occurred
Apr 1, 2022
Team lift-out
3 advisors left Commonwealth Financial Network (Bellevue, WA) for Mainsail Financial Group on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jan 25, 2022
First Form ADV filing
Mainsail Financial Group filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1f5f3fd-4b29-80cc-6b0d-2b02526bfe01
First observed: Jan 25, 2022
Last observed: Sep 2, 2026 17 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MAINSAIL FINANCIAL GROUP

MAINSAIL FINANCIAL GROUP, LLC, CRD 317970

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1f5f3fd-4b29-80cc-6b0d-2b02526bfe01

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ADAM MICHAEL LAIBSON

n/a

BELLEVUE, WA

BRANDON LEE STEELE

Certified Financial Planner

BELLEVUE, WA

Eddy Qing Su

n/a

BELLEVUE, WA

n/a

FELICIA KATHRYN FLY

n/a

BELLEVUE, WA

Joshua Eugene William Moore

n/a

BELLEVUE, WA

Tonye Daye Wokoma

n/a

BELLEVUE, WA

JOHN DAVID GRIFFIN

Certified Financial Planner

BELLEVUE, WA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAIBSON, ADAM, MICHAEL

CFO, CCO, FOUNDER, AND DIRECTOR OF OPERATIONS

yes

11/2018

Jan 25, 2022

Oct 25, 2024

STEELE, BRANDON, LEE

CEO, FOUNDER, AND DIRECTOR OF BUSINESS DEVELOPMENT

yes

11/2018

Jan 25, 2022

Oct 25, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 7, 2026

$404M

$378M

n/a

2024

Apr 21, 2025

$268M

$232M

n/a

2023

Feb 12, 2024

$192M

$166M

n/a

2022

Mar 24, 2023

$114M

$112M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

28.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$404M

$268M

50.6%

$114M

52.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMMONWEALTH FINANCIAL NETWORK

Apr 1, 2022

Mar 15, 2022

BELLEVUE, WA

Team lift out

Ibd to new firm

0.1%