DFX Intelligence

G••••• C••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

G••••• C••••• M•••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Ridgewood, NJ

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Search this name across graphsid dfx:ria:0e2c0d47-7bab-098a-65e3-8de279e63927

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 15, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 25, 2021	n/a	yes	Ridgewood, NJ	Current employment
M••••• S••••••	Wirehouse	Dec 9, 2011	Nov 16, 2021	no	Paramus, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Nov 16, 2021	Oct 25, 2021	-22	Firm change	Wirehouse to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Dec 13, 2011	Dec 9, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:149018:NJ:2021-11-16	Nov 16, 2021	Oct 25, 2021	PARAMUS, NJ	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 25, 2021 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 9, 2011 to Nov 16, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 15, 1999 to Dec 13, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e2c0d47-7bab-098a-65e3-8de279e63927
First observed: Oct 15, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.