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D••••• H•••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

D••••• H•••• F••••

Advisor at W•••• F•••• A•••••••

ANAHEIM, CA

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Search this name across graphsid dfx:ria:0e364faa-112b-7618-b6da-537230955544

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 21, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Nov 1, 2024	n/a	yes	ANAHEIM, CA	Current employment
B•••••••• F••• A•••••••	Asset manager	Sep 25, 2012	Nov 5, 2024	no	SAN FRANCISCO, CA\|PRINCETON, NJ\|SAN FRANCISCO, CA\|Los Angeles, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• F••• A•••••••	W•••• F•••• A•••••••	Nov 5, 2024	Nov 1, 2024	-4	Firm change	Other
A••••••• A•••• M••••••••• I•••	B•••••••• F••• A•••••••	Jun 25, 2012	Sep 25, 2012

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ B•••••••• F••• A•••••••Registered adviserregistration: previous registration
Sep 25, 2012 to Nov 5, 2024factForm ADV
→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 13, 2011 to Jun 25, 2012factForm ADV

Dated events

Occurred
Nov 5, 2024
Advisor changed firm
D••••• H•••• F•••• left B•••••••• F••• A••••••• for W•••• F•••• A••••••• (registered 2024-11-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e364faa-112b-7618-b6da-537230955544
First observed: Dec 13, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.