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Advisor at BROOKWOOD INVESTMENT GROUP
BUFORD, GA | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKWOOD INVESTMENT GROUP | Independent wealth | Feb 9, 2026 | n/a | yes | PHOENIX, AZ|BUFORD, GA | Current employment |
| REDWOOD PRIVATE WEALTH | Former SEC adviser | Aug 3, 2022 | Mar 31, 2025 | no | BUFORD, GA|PHOENIX, AZ | Previous registration |
| BELPOINTE ASSET MANAGEMENT LLC | Independent wealth | Jan 5, 2017 | Oct 1, 2024 | no | GREENWICH, CT|RENO, NV|Buford, GA|Monroe, CT | Previous registration |
| THE PATRIOT FINANCIAL GROUP, LLC | Independent wealth | Oct 14, 2014 | Jan 4, 2017 | no | NEWTOWN, CT|WALPOLE, MA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 8, 2009 | Dec 23, 2016 | no | FAIRFIELD, CT|BLOOMFIELD, CT|NEWTOWN, CT|NEWTOWN, CT | Previous registration |
| WATERSTONE FINANCIAL GROUP, INC. | n/a | Sep 1, 2006 | Sep 8, 2009 | no | BLOOMFIELD, CT|NEWTOWN, CT | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Apr 21, 2005 | Sep 6, 2006 | no | NEWTOWN, CT|NEWTON, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REDWOOD PRIVATE WEALTH | BROOKWOOD INVESTMENT GROUP | Mar 31, 2025 | Feb 9, 2026 | 315 | Bulk transfer | RIA to RIA |
| BELPOINTE ASSET MANAGEMENT LLC | REDWOOD PRIVATE WEALTH | Oct 1, 2024 | Aug 3, 2022 | -790 | Firm change after gap | RIA to RIA |
| THE PATRIOT FINANCIAL GROUP, LLC | BELPOINTE ASSET MANAGEMENT LLC | Jan 4, 2017 | Jan 5, 2017 | 1 | Firm change | Other |
| LPL FINANCIAL LLC | THE PATRIOT FINANCIAL GROUP, LLC | Dec 23, 2016 | Oct 14, 2014 | -801 | Firm change after gap | Other |
| WATERSTONE FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Sep 8, 2009 | Sep 8, 2009 | 0 | Bulk transfer | Other |
| MML INVESTORS SERVICES, LLC | WATERSTONE FINANCIAL GROUP, INC. | Sep 6, 2006 | Sep 1, 2006 | -5 | Firm change | Other |