DFX Intelligence
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Reading the graph
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B•••••••• I••••••••• G•••• LLC, CRD 316544
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R••••• W•••••• R••••••• | n/a | PHOENIX, AZ | 3 | 24 | 4 | no |
| Z•••••• Y••• J•••• | Certified Financial Planner|Chartered Financial Consultant | PHOENIX, AZ | 3 | 11 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••• C••••••••• L•• | Member | E | yes | 03/2021 | Mar 31, 2026 | Mar 31, 2026 |
| R•••••••• K••••••••• A•• | CHIEF COMPLIANCE OFFICER | D | yes | 08/2021 | Mar 31, 2026 | Mar 31, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| R•••••• P•••••• W•••••• L•• | n/a | Former SEC adviser | $268M | N | yes | n/a |
| B•••••••• I•••••••• G•••• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tempe | Az | United States | 1 | no |
| BEVERLY HILLS | CA | United States | 1 | no |
| NEWPORT BEACH | CA | United States | 1 | no |
| Westminster | Co | United States | 1 | no |
| Warick | Ri | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 13 | 5 | 8 | 7.2% | 2 | 1 | 0 | 23 | 6 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.3B | $1.1B | 17.7% | $0 | n/a | 24 | 24 | 5 | 5 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| B•••••••• A•••• M••••••••• L•• | 3 | Jun 30, 2023 | Dec 19, 2025 | RANCHO MIRAGE, CA | Team lift out | Other | 2.6% |
| B•••••••• A•••• M••••••••• L•• | 7 | Jun 28, 2023 | Nov 29, 2025 |
| no |
| V•••••• A•••••• Y••••••• | Certified Financial Planner | PHOENIX, AZ | 3 | 13 | n/a | no |
| S••••• L••••• S••••••• | n/a | COLUMBIA STATION, OH | PHOENIX, AZ | 3 | 37 | 3 | no |
| A••• L••••• K•••• | n/a | PHOENIX, AZ | 3 | 33 | 1 | no |
| S••••• L••• C•••• | n/a | PHOENIX, AZ | WESTMONT, IL | 3 | 40 | 3 | no |
| W•••••• H• A••••••• | Certified Financial Planner | PHOENIX, AZ | BOLTON, CT | 3 | 17 | 5 | no |
| N••••••• M• G••••••••• | n/a | MIDDLEBURY, CT | PHOENIX, AZ | 3 | 13 | 2 | no |
| D••••• R••••• A••••••• | n/a | WARICK, RI | PHOENIX, AZ | 3 | 24 | 2 | no |
| T•••• L••• C••• | n/a | PHOENIX, AZ | 3 | 27 | 1 | no |
| R•••••• S•••••• R••••• | n/a | PHOENIX, AZ | 2 | 38 | 2 | no |
| C••••••••• R••• C••••••• | Chartered Financial Analyst | Phoenixville, PA | PHOENIX, AZ | 2 | 10 | 4 | no |
| R•••••• G••• M••••• | n/a | PHOENIX, AZ | West Chester, PA | 1 | 24 | 4 | no |
| M••••• I• W••••••• | Chartered Financial Analyst | NEW YORK, NY | PHOENIX, AZ | 1 | 30 | 4 | no |
| B•••• N••••••••• | n/a | HIGHLAND, NY | PHOENIX, AZ | 1 | 10 | 2 | no |
| R••••• T••••• E•••• | Certified Financial Planner | CALDWELL, TX | PHOENIX, AZ | 1 | 34 | 7 | no |
| J••• C•••••• W••••• | n/a | PHOENIX, AZ | AUSTIN, TX | 1 | 11 | 2 | no |
| M••••• A•••• S•••••• | Certified Financial Planner|Chartered Financial Consultant | PHOENIX, AZ | Wilmington, NC | 1 | 41 | 4 | no |
| J••••• D•••• B••••• | n/a | China Grove, NC | PHOENIX, AZ | 1 | 22 | 5 | no |
| J•••• M•••• N•••• | Certified Financial Planner | Katy, TX | PHOENIX, AZ | 1 | 31 | 5 | no |
| C•••••• H•••• T••••• | n/a | MIDDLETOWN, DE | PHOENIX, AZ | 1 | 28 | 5 | no |
| J••••• F•• B•••• | n/a | Forest City, IA | PHOENIX, AZ | 1 | 17 | 3 | no |
| R••• W••••• H••••• | n/a | PHOENIX, AZ | Houston, TX | 1 | 13 | 1 | no |
| J•••• M••••••••• G•••••• | Chartered Financial Consultant | SAN ANTONIO, TX | PHOENIX, AZ | 1 | 34 | 5 | no |
| J••••••• L••• H•••••• | Chartered Financial Consultant | Midlothian, VA | PHOENIX, AZ | 1 | 45 | 9 | no |
| CHIEF DEVELOPMENT OFFICER |
| D |
| yes |
| 08/2021 |
| Mar 31, 2026 |
| Mar 31, 2026 |
| M••• W••••• | Member | B | no | 08/2025 | Mar 31, 2026 | Mar 31, 2026 |
| no |
| $1.3B |
| $1.2B |
| 24 |
| 22 |
| 5 |
| n/a |
| n/a |
| 2024 | Apr 1, 2025 | $1.1B | $1.0B | 24 | 24 | 5 | n/a | n/a |
| 2023 | Mar 31, 2024 | $689M | $689M | 18 | 17 | 4 | n/a | n/a |
| 2022 | Mar 14, 2023 | $0 | $0 | 4 | 3 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $0 | $0 | 2 | 1 | 0 | n/a | n/a |
| RENO, NV |
| Team lift out |
| Other |
| 5.8% |