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Advisor at CLARE MARKET INVESTMENTS, LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CLARE MARKET INVESTMENTS, LLC | Independent wealth | Sep 11, 2018 | n/a | yes | DALLAS, TX | Current employment |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Nov 8, 2011 | Sep 14, 2018 | no | PROVIDENCE, RI|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | CLARE MARKET INVESTMENTS, LLC | Sep 14, 2018 | Sep 11, 2018 | -3 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 249:217515:TX:2018-09-14 | Sep 14, 2018 | Sep 11, 2018 | DALLAS, TX | Firm change |