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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CLARE MARKET INVESTMENTS, LLC

CRD 217515

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1f3d8a2-3e7f-4eea-6d3c-ef724e02e425

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 5
On other graphs: 0
Observed: Jan 2, 2019 to Mar 6, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $635MItem 5.F on the latest filing (2026-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $635M
Private client RAUM: $619MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $159Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 689
Individual clients: 115
High net worth clients: 110
SEC number: 801-114649
CRD: 217515
Filings on the tape: 20
First filed: Jan 2, 2019
Latest filed: Mar 6, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEITH ANDERSON RHODUS	n/a	DALLAS, TX	11	21	5	no
DEBORAH ANN GOOD	Certified Financial Planner	DALLAS, TX	11	16	1	no
Alan Lee Haworth	n/a	DALLAS, TX	8	19	2	no
PRIYA N INTWALA	n/a	DALLAS, TX	8	14	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RHODUS, KEITH, ANDERSON	FOUNDER AND CHIEF COMPLIANCE OFFICER	E	yes	04/2015	Jan 2, 2019	Mar 25, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 6, 2026	$635M	$635M	4	4	n/a	n/a
2024	Feb 11, 2025	$556M	$556M	4	4	n/a	n/a
2023	Mar 25, 2024	$433M	$433M	4	4	n/a	n/a
2022	Mar 21, 2023	$317M	$317M	4	4	n/a	n/a
2021	Mar 2, 2022	$412M	$412M	4	4	n/a	n/a
2020	Mar 5, 2021	$370M	$370M	4	4	n/a	n/a
2019	Feb 18, 2020	$230M	$230M	4	4	n/a	n/a
2018	Jan 24, 2019	$165M	$165M	5	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$635M	$556M	14.2%	$317M	26.1%	4	4	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
OPPENHEIMER & CO. INC.	3	Sep 14, 2018	Sep 11, 2018	DALLAS, TX	Team lift out	Ibd to RIA	0.3%

Relationships

Registered with (6)

← PRIYA N INTWALAAdvisorregistration: current employment
Sep 11, 2018 to presentfactForm ADV
← Alan Lee HaworthAdvisorregistration: current employment
Sep 10, 2018 to presentfactForm ADV
← DEBORAH ANN GOODAdvisorregistration: current employment
Jun 9, 2015 to presentfactForm ADV
← KEITH ANDERSON RHODUSAdvisorregistration: current employment
Jun 8, 2015 to presentfactForm ADV
← RIDHA DURRANIAdvisorregistration: previous registration
Apr 20, 2023 to Sep 6, 2023factForm ADV
← Robin LottAdvisorregistration: previous registration
Sep 11, 2018 to Apr 5, 2019factForm ADV

Controls (1)

← RHODUS, KEITH, ANDERSONOwnerFOUNDER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 2, 2019 to Mar 25, 2024factForm ADV

Moved with (1)

← OPPENHEIMER & CO. INC.Registered adviser3 advisors, team lift out, same day
Sep 14, 2018 to Sep 11, 2018factForm ADV

Dated events

Occurred
Feb 11, 2025
Regulatory AUM changed
Clare Market Investments, Llc reported RAUM $556.0M, up 29% from $432.6M (2024-03-25 to 2025-02-11)
Form ADVobserved 3 days ago
$123M
Occurred
Mar 25, 2024
Regulatory AUM changed
Clare Market Investments, Llc reported RAUM $432.6M, up 36% from $317.1M (2023-09-06 to 2024-03-25)
Form ADVobserved 3 days ago
$115M
Occurred
Sep 6, 2023
Advisor changed firm
Ridha Durrani left Clare Market Investments, Llc for Voya Retirement Advisors, Llc (registered 2023-12-14)
Form ADVobserved 3 days ago
Occurred
Mar 5, 2021
Regulatory AUM changed
Clare Market Investments, Llc reported RAUM $370.2M, up 61% from $229.6M (2020-05-26 to 2021-03-05)
Form ADVobserved 3 days ago
$141M
Occurred
Jan 2, 2019
First Form ADV filing
Clare Market Investments, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1f3d8a2-3e7f-4eea-6d3c-ef724e02e425
First observed: Jan 2, 2019
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CLARE MARKET INVESTMENTS, LLC

CRD 217515

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1f3d8a2-3e7f-4eea-6d3c-ef724e02e425

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:04 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEITH ANDERSON RHODUS

n/a

DALLAS, TX

DEBORAH ANN GOOD

Certified Financial Planner

DALLAS, TX

Alan Lee Haworth

n/a

DALLAS, TX

PRIYA N INTWALA

n/a

DALLAS, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RHODUS, KEITH, ANDERSON

FOUNDER AND CHIEF COMPLIANCE OFFICER

yes

04/2015

Jan 2, 2019

Mar 25, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$635M

n/a

2024

Feb 11, 2025

$556M

n/a

2023

Mar 25, 2024

$433M

n/a

2022

Mar 21, 2023

$317M

n/a

2021

Mar 2, 2022

$412M

n/a

2020

Mar 5, 2021

$370M

n/a

2019

Feb 18, 2020

$230M

n/a

2018

Jan 24, 2019

$165M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$635M

$556M

14.2%

$317M

26.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

OPPENHEIMER & CO. INC.

Sep 14, 2018

Sep 11, 2018

DALLAS, TX

Team lift out

Ibd to RIA

0.3%