J••• H••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

PEORIA, AZ | Los Angeles, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e4c5831-789d-7142-5cd5-fbdc4b9d845e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 19, 2019	n/a	yes	Los Angeles, CA\|PEORIA, AZ	Current employment
B••• S••••••••• I•••	No RAUM reported	May 10, 2019	Jun 25, 2019	no	NEW YORK, NY\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• S••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jun 25, 2019	Jun 19, 2019	-6	Channel change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B••• S••••••••• I•••	May 10, 2019	May 10, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:283942:NY:2019-05-10	May 10, 2019	May 10, 2019	NEW YORK, NY	Firm change

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 19, 2002 to May 10, 2019factForm ADV
→ B••• S••••••••• I•••Registered adviserregistration: previous registration
May 10, 2019 to Jun 25, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e4c5831-789d-7142-5cd5-fbdc4b9d845e
First observed: Dec 19, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.