DFX Intelligence

C••• A•••••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C••• A•••••••• R•••••

Advisor at K••••• A••••••• S•••••••• L••

Spokane Valley, WA | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0e4d2185-0dc7-b184-423d-d634b86b051a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 6, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 31, 2025	n/a	yes	Spokane Valley, WA\|AUSTIN, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 28, 2019	Aug 4, 2025	no	MERIDIAN, ID\|SPOKANE VALLEY, WA\|SPOKANE VALLEY, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	K••••• A••••••• S•••••••• L••	Aug 4, 2025	Jul 31, 2025	-4	Firm change	Ibd to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	L•• F•••••••• L••	Jul 2, 2019	Jun 28, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:283330:WA:2025-08-04	Aug 4, 2025	Jul 31, 2025	SPOKANE VALLEY, WA	Firm change
149018:6413:WA:2019-06-27	Jul 2, 2019	Jun 28, 2019	SPOKANE VALLEY, WA	Firm change

Relationships

Registered with (6)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 31, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 28, 2019 to Aug 4, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 10, 2011 to Jul 2, 2019factForm ADV
→ D••• D••••••• • C••

Dated events

Occurred
Aug 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e4d2185-0dc7-b184-423d-d634b86b051a
First observed: Mar 8, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.