DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Chad Alexander Roland

Kestra Advisory Services, LLCBD affiliatedSpokane Valley, Wa dual registrantIAPD 4051638

Feed of 09/15/2026

At current firm

1 y

since Jul 31, 2025

In the industry

26 y

since Dec 6, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Kestra Advisory Services, LLC BD affiliated current
since Jul 31, 2025 · Spokane Valley, Wa
LPL Financial LLC BD affiliated
Jun 28, 2019 to Aug 4, 2025 · Meridian, Id
Raymond James Financial Services Advisors, Inc BD affiliated
Jan 10, 2011 to Jul 2, 2019 · Spokane Valley, Wa
Davidson Trust Co. unclassified
Jul 29, 2003 to Dec 18, 2006 · Spokane, Wa
Davidson Investment Advisors, Inc. independent RIA
Apr 8, 2002 to Nov 12, 2009 · Spokane, Wa
D.A. Davidson & Co. independent RIA
Mar 8, 2000 to Dec 31, 2010 · Spokane, Wa

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Kestra Advisory Services, LLC
left Aug 4, 2025, registered Jul 31, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
Raymond James Financial Services Advisors, Inc to LPL Financial LLC
left Jul 2, 2019, registered Jun 28, 2019 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
D.A. Davidson & Co. to Davidson Investment Advisors, Inc.
left Dec 31, 2010, registered Apr 8, 2002 (-3189 days) · Other
Davidson Investment Advisors, Inc. to Davidson Trust Co.
left Nov 12, 2009, registered Jul 29, 2003 (-2298 days) · Other
Davidson Trust Co. to Raymond James Financial Services Advisors, Inc
left Dec 18, 2006, registered Jan 10, 2011 (1484 days) · Other

Signals

Chad Alexander Roland left Lpl Financial Llc for Kestra Advisory Services, Llc (registered 2025-07-31)
Aug 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address