DFX Intelligence

D••••• J•••••• J•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)21 years in industry

D••••• J•••••• J•••••• H•••••

Advisor at P••••••••• P•••••••• A•••••••••

SEATTLE, WA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• P•••••••• A•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 17, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• P•••••••• A•••••••••	Bd affiliated wealth	Jun 28, 2018	n/a	yes	SEATTLE, WA	Current employment
C••••••••• C••••••••• I•••••••••	Independent wealth	Sep 16, 2016	Feb 7, 2018	no	Seattle, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• C••••••••• I•••••••••	P••••••••• P•••••••• A•••••••••	Feb 7, 2018	Jun 28, 2018	141	Firm change	RIA to RIA
R•••••• I•••••••••	C••••••••• C••••••••• I•••••••••	Aug 11, 2016	Sep 16, 2016

Relationships

Registered with (3)

→ P••••••••• P•••••••• A•••••••••Registered adviserregistration: current employment
Jun 28, 2018 to presentfactForm ADV
→ C••••••••• C••••••••• I•••••••••Registered adviserregistration: previous registration
Sep 16, 2016 to Feb 7, 2018factForm ADV
→ R•••••• I•••••••••Registered adviserregistration: previous registration
Jan 26, 2006 to Aug 11, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 26, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.