DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••• C•••• F•••••••• M••••••••• L••
SILVERDALE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••• C•••• F•••••••• M••••••••• L•• | Independent wealth | Mar 8, 2019 | n/a | yes | SILVERDALE, WA | Current employment |
| W•••••• • R••• | Former SEC adviser | Jan 13, 2017 | Feb 4, 2019 | no | SILVERDALE, WA|SEATTLE, WA|TACOMA, WA|SEATTLE, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• • R••• | C•••• C•••• F•••••••• M••••••••• L•• | Feb 4, 2019 | Mar 8, 2019 | 32 | Firm change | Ibd to RIA |
| A••••••••• F•••••••• S•••••••• L•• | W•••••• • R••• | Jan 18, 2017 | Jan 13, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:866:WA:2017-01-04 | Jan 18, 2017 | Jan 13, 2017 | KINGSTON, WA | Firm change |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 20, 2015 | Jan 18, 2017 | no | Kingston, WA | Previous registration |
| M••••• S•••••• | Wirehouse | May 11, 2012 | Jan 12, 2015 | no | Silverdale, WA | Previous registration |
| E••••• J•••• | National bd RIA | Nov 1, 2010 | May 14, 2012 | no | SPOKANE, WA|ST LOUIS, MO | Previous registration |
| -5 |
| Firm change |
| Other |
| M••••• S•••••• | A••••••••• F•••••••• S•••••••• L•• | Jan 12, 2015 | Feb 20, 2015 | 39 | Firm change | Wirehouse to ibd |
| E••••• J•••• | M••••• S•••••• | May 14, 2012 | May 11, 2012 | -3 | Firm change | Ibd to wirehouse |