DFX Intelligence

J••••• D••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

J••••• D••••• B•••••

Advisor at P••••••• F•••••••• S•••••••• I•••

Irvine, CA

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Search this name across graphsid dfx:ria:0e682030-621c-9c91-1c3b-813d8e4e8fc5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 10, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Jan 5, 2026	n/a	yes	Irvine, CA	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Jul 28, 2022	Sep 17, 2025	no	Irvine, CA\|Irvine, CA\|Santa Monica, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	P••••••• F•••••••• S•••••••• I•••	Sep 17, 2025	Jan 5, 2026	110	Firm change	Ibd to ibd
B• R•••• W••••• M•••••••••	B• R•••• W••••• A•••••••• I•••	Dec 31, 2022	Jul 28, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:10740:CA:2025-09-16	Sep 17, 2025	Jan 5, 2026	SANTA MONICA, CA	Firm change
11025:2543:CA:2020-08-10	Aug 10, 2020	Aug 10, 2020	IRVINE, CA	Firm change

Relationships

Registered with (5)

→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 28, 2022 to Sep 17, 2025factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 10, 2020 to Dec 31, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Sep 17, 2025
Advisor changed firm
J••••• D••••• B••••• left B• R•••• W••••• A•••••••• I••• for P••••••• F•••••••• S•••••••• I••• (registered 2026-01-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e682030-621c-9c91-1c3b-813d8e4e8fc5
First observed: Nov 10, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.