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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Grady Douglas Robbins

Advisor at ADVICE AND PLANNING SERVICES

Boston, MA

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Search this name across graphsid dfx:ria:0e6a6248-712e-3ebe-e190-e00c450198ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Sep 26, 2005
First registration: Sep 27, 2005
Dual registered: yes, broker-dealer
Other names: CHIP ROBBINS|Grady D Robbins|GRADY DOUGLAS ROBBINS
IAPD individual key: 4164337

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jul 9, 2024	n/a	yes	Boston, MA\|Boston, MA	Current employment
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Mar 13, 2023	Apr 11, 2023	no	CHICAGO, IL	Previous registration
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	Asset manager	May 1, 2010	Aug 7, 2012	no	MINNEAPOLIS, MN\|BOSTON, MA	Previous registration
BOFA ADVISORS, LLC	Former SEC adviser	Sep 27, 2005	May 1, 2010	no	BOSTON, MA\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NUVEEN ASSET MANAGEMENT, LLC	ADVICE AND PLANNING SERVICES	Apr 11, 2023	Jul 9, 2024	455	Firm change after gap	Other
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	NUVEEN ASSET MANAGEMENT, LLC	Aug 7, 2012	Mar 13, 2023	3,870	Firm change after gap	Other
BOFA ADVISORS, LLC	COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC	May 1, 2010	May 1, 2010	0	Bulk transfer	Other

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Jul 9, 2024 to presentfactForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 13, 2023 to Apr 11, 2023factForm ADV
→ COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCRegistered adviserregistration: previous registration
May 1, 2010 to Aug 7, 2012factForm ADV
→ BOFA ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 27, 2005 to May 1, 2010factForm ADV

Dated events

Occurred
Apr 11, 2023
Advisor changed firm
Grady Douglas Robbins left Nuveen Asset Management, Llc for Advice And Planning Services (registered 2024-07-09)
Form ADVobserved 4 days ago