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CRD 107900
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| STRATEGIC CASH PORTFOLIO II, A SERIES OF QUALIFIED PURCHASER FUNDS, LLC | Liquidity Fund | $3.2B | Apr 21, 2016 | 2 | Mar 30, 2012 | reported | 021-9999999999 |
| SOUTH STREET CBO 2000 -1 | Securitized Asset Fund | $2.0M | Dec 22, 2015 | 6 | Mar 30, 2012 | reported | n/a |
| BANK OF AMERICA GLOBAL LIQUIDITY FUND, PLC - EURO | Liquidity Fund | $0 | Jan 29, 2014 | 0 | Mar 30, 2012 | dropped | 021-9999999999 |
| FLAGSHIP CLO III | Securitized Asset Fund | $0 | Dec 22, 2015 | 10 | Mar 30, 2012 | reported | n/a |
| FLAGSHIP CLO IV | Securitized Asset Fund | $0 | Dec 22, 2015 | 10 | Mar 30, 2012 | reported | n/a |
| SOUTH STREET CBO 1999-1 | Securitized Asset Fund | $0 | Dec 22, 2015 | 4 | Mar 30, 2012 | reported | n/a |
| AURUM CLO 2002-1 LTD | Securitized Asset Fund | $0 | Dec 22, 2015 | 0 | Mar 30, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAC NORTH AMERICA HOLDING COMPANY | Shareholder | E | yes | 05/2007 | Mar 30, 2012 | Apr 21, 2016 |
| BANA HOLDING CORPORATION | Shareholder | E | yes | 10/2008 | Mar 30, 2012 | Apr 21, 2016 |
| BANK OF AMERICA CORPORATION | Shareholder | E | yes | 09/1995 | Mar 30, 2012 | Apr 21, 2016 |
| BANK OF AMERICA, NATIONAL ASSOCIATION | Member | E | yes | 06/2005 | Mar 30, 2012 | Apr 21, 2016 |
| BOFA GLOBAL CAPITAL MANAGEMENT GROUP, LLC | Member | E | yes | 09/2005 | Mar 30, 2012 | Apr 21, 2016 |
| BORDEWICK, JAMES, RICHARD | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2010 | Mar 30, 2012 | Apr 21, 2016 |
| CROTTY, KENNETH, BRIAN | CHIEF OPERATING OFFICER | Na | yes | 01/2014 | Jan 15, 2014 | Apr 21, 2016 |
| DOUGLAS, LINDA, ANN | CHIEF FINANCIAL OFFICER | Na | yes | 09/2010 | Mar 30, 2012 | Apr 21, 2016 |
| NB HOLDINGS CORPORATION | Shareholder | E | yes | 10/2007 | Mar 30, 2012 | Apr 21, 2016 |
| PELZAR, MICHAEL, JOHN | PRESIDENT, MANAGER, CEO & CHAIRMAN | Na | yes | 05/2010 | Mar 30, 2012 | Apr 21, 2016 |
| WRIGHT, RANA, JEWEL | CHIEF LEGAL OFFICER | Na | yes | 07/2014 | Jul 16, 2014 | Apr 21, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | n/a | Wirehouse | $1782B | N | yes | NY |
| BANC OF AMERICA CAPITAL MANAGEMENT (IRELAND), LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BANK OF AMERICA MERRILL LYNCH INTERNATIONAL LIMITED | n/a | n/a | n/a | N | yes | n/a |
| BANK OF AMERICA, NATIONAL ASSOCIATION | n/a | n/a | n/a | N | yes | Nc |
| BOFA DISTRIBUTORS, INC. | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| LOS ANGELES | CA | United States | n/a | no |
| Charlotte | Nc | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Mar 21, 2016 | $94B | $94B | 63 | 28 | n/a | 1 | $3.2B |
| 2014 | Mar 10, 2015 | $87B | $87B | 64 | 29 | n/a | 6 | $3.2B |
| 2013 | Mar 10, 2014 | $86B | $86B | 66 | 29 | n/a | 6 | $3.3B |
| 2012 | Mar 22, 2013 | $82B | $82B | 64 | 29 | n/a | 7 | $3.5B |
| 2011 | Mar 30, 2012 | $79B | $79B | n/a | n/a | n/a | 7 | $4.5B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $94B | $87B | 7.6% | $82B | 4.8% | 63 | 64 | n/a | n/a |