DFX Intelligence

T••••• J•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

T••••• J•••• L•••••

Advisor at U•••••• I••••••••• M••••••••• L•••••

Jacksonville, FL | SKOKIE, IL

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Search this name across graphsid dfx:ria:0e75b179-f70b-adf2-b577-8c220e48057a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•••••• I••••••••• M••••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 25, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•••••• I••••••••• M••••••••• L•••••	Independent wealth	Jan 12, 2026	n/a	yes	Jacksonville, FL\|SKOKIE, IL	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 12, 2022	Jan 9, 2026	no	Neptune Beach, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	U•••••• I••••••••• M••••••••• L•••••	Jan 9, 2026	Jan 12, 2026	3	Firm change	Ibd to RIA
L•• F•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 25, 2022	Oct 12, 2022

Relationships

Registered with (5)

→ U•••••• I••••••••• M••••••••• L•••••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Oct 12, 2022 to Jan 9, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 19, 2016 to Oct 25, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jan 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e75b179-f70b-adf2-b577-8c220e48057a
First observed: Sep 29, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.