DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas James Langer
Feed of 09/14/2026
Also filed as Thomas Langer
At current firm
0 y
since Jan 12, 2026
In the industry
15 y
since Sep 25, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Uhlmann Investment Management, L.L.C. independent RIA currentsince Jan 12, 2026 · Jacksonville, Fl
- Raymond James Financial Services Advisors, Inc BD affiliatedOct 12, 2022 to Jan 9, 2026 · Neptune Beach, Fl
- LPL Financial LLC BD affiliatedMay 19, 2016 to Oct 25, 2022 · Jacksonville, Fl
- Wells Fargo Advisors wirehouseNov 14, 2012 to Dec 12, 2014 · Orange Park, Fl
- Waddell & Reed formerSep 29, 2010 to Sep 7, 2011 · Columbia, Sc
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Uhlmann Investment Management, L.L.C.left Jan 9, 2026, registered Jan 12, 2026 (3 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to Raymond James Financial Services Advisors, Incleft Oct 25, 2022, registered Oct 12, 2022 (-13 days) · RIA to affiliated broker-dealer or bank
- Wells Fargo Advisors to LPL Financial LLCleft Dec 12, 2014, registered May 19, 2016 (524 days) · Other
- Waddell & Reed to Wells Fargo Advisorsleft Sep 7, 2011, registered Nov 14, 2012 (434 days) · Other
Signals
- Thomas James Langer left Raymond James Financial Services Advisors, Inc for Uhlmann Investment Management, L.L.C. (registered 2026-01-12)Jan 9, 2026 · Advisor changed firm · fact
- Thomas James Langer left Lpl Financial Llc for Raymond James Financial Services Advisors, Inc (registered 2022-10-12)Oct 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address