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Advisor at CARVALHO INVESTMENT GROUP, LLC
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CARVALHO INVESTMENT GROUP, LLC | State registered | Apr 7, 2021 | n/a | yes | AUSTIN, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 19, 2016 | Apr 1, 2019 | no | AUSTIN, TX|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CARVALHO INVESTMENT GROUP, LLC | Apr 1, 2019 | Apr 7, 2021 | 737 | Firm change after gap | Wirehouse to state RIA |