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Advisor at NOBLES & RICHARDS ADVISORS, LLC
PLANO, TX | Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOBLES & RICHARDS ADVISORS, LLC | State registered | Jan 14, 2026 | n/a | yes | PLANO, TX|Phoenix, AZ | Current employment |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Mar 22, 2021 | Jan 31, 2024 | no | SCOTTSDALE, AZ | Previous registration |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Jan 18, 2019 | Jul 30, 2020 | no | PHOENIX, AZ|Phoenix, AZ|COLORADO SPRINGS, CO | Previous registration |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Independent wealth | Feb 3, 2017 | Aug 7, 2017 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Apr 30, 2010 | Dec 15, 2016 | no | Phoenix, AZ|Orlando, FL | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jun 28, 2002 | Jun 25, 2009 | no | AUSTIN, TX|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | NOBLES & RICHARDS ADVISORS, LLC | Jan 31, 2024 | Jan 14, 2026 | 714 | Firm change after gap | Ibd to state RIA |
| USAA INVESTMENT SERVICES COMPANY | VANGUARD ADVISERS, INC. | Jul 30, 2020 | Mar 22, 2021 | 235 | Firm change | Other |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | USAA INVESTMENT SERVICES COMPANY | Aug 7, 2017 | Jan 18, 2019 | 529 | Firm change after gap | Other |
| CHARLES SCHWAB & CO., INC. | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Dec 15, 2016 | Feb 3, 2017 | 50 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CHARLES SCHWAB & CO., INC. | Jun 25, 2009 | Apr 30, 2010 | 309 | Firm change | Other |