DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••• M••••• G••••

N••••• • R••••••• A•••••••• L••state registeredPlano, Tx dual registrantIAPD 4351711

Feed of 09/14/2026

Also filed as Cipriano Gomez

At current firm

0 y

since Jan 14, 2026

In the industry

25 y

since May 22, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••• • R••••••• A•••••••• L•• state registered current
since Jan 14, 2026 · Plano, Tx
V••••••• A•••••••• I••• BD affiliated
Mar 22, 2021 to Jan 31, 2024 · Scottsdale, Az
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 18, 2019 to Jul 30, 2020 · Phoenix, Az
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA
Feb 3, 2017 to Aug 7, 2017 · Scottsdale, Az
C•••••• S••••• • C••• I••• national BD
Apr 30, 2010 to Dec 15, 2016 · Phoenix, Az
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Jun 28, 2002 to Jun 25, 2009 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to N••••• • R••••••• A•••••••• L••
left Jan 31, 2024, registered Jan 14, 2026 (714 days) · Affiliated broker-dealer or bank to a state-registered adviser
U••• I••••••••• S••••••• C•••••• to V••••••• A•••••••• I•••
left Jul 30, 2020, registered Mar 22, 2021 (235 days) · Other
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to U••• I••••••••• S••••••• C••••••
left Aug 7, 2017, registered Jan 18, 2019 (529 days) · Other
C•••••• S••••• • C••• I••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••
left Dec 15, 2016, registered Feb 3, 2017 (50 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••
left Jun 25, 2009, registered Apr 30, 2010 (309 days) · Other

Signals

C••••••• M••••• G•••• left V••••••• A•••••••• I••• for N••••• • R••••••• A•••••••• L•• (registered 2026-01-14)
Jan 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address