DFX Intelligence

D•••• E••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

D•••• E••• B••••••••

Advisor at C••••••• W••••• A••••••• L••

Castle Rock, CO | DENVER, CO

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Search this name across graphsid dfx:ria:0e81e1b8-706b-0399-0483-0ad4adde8da6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 3, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 7, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• A••••••• L••	Independent wealth	Mar 13, 2024	n/a	yes	Castle Rock, CO\|DENVER, CO	Current employment
W•••••••••	Former SEC adviser	Jan 15, 2021	Jun 7, 2024	no	CASTLE ROCK, CO\|CASTLE ROCK, CO\|CASTLE ROCK, CO\|CASTLE ROCK, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••••	C••••••• W••••• A••••••• L••	Jun 7, 2024	Mar 13, 2024	-86	Firm change after gap	RIA to new firm
F••••••• W••••• M••••••••• L••	W•••••••••	Jan 15, 2021	Jan 15, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
282202:330057:CO:2024-06-06	Jun 7, 2024	Mar 13, 2024	CASTLE ROCK, CO	Firm change after gap
144344:282202:KS:2021-01-15	Jan 15, 2021	Jan 15, 2021	LEAWOOD, KS	Firm change
118192:144344:CO:2015-03-25	Mar 25, 2015	Apr 20, 2015	LONE TREE, CO	Firm change

Relationships

Registered with (7)

→ C••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Mar 13, 2024 to presentfactForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Jan 15, 2021 to Jun 7, 2024factForm ADV
→ F••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 20, 2015 to Jan 15, 2021factForm ADV
→ C••••••••• P••••••• F•••••••• A•••••••

Dated events

Occurred
Jun 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0e81e1b8-706b-0399-0483-0ad4adde8da6
First observed: Sep 3, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.