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W••••••••• PARTNERS, LLC, CRD 282202
SAN LUIS OBISPO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••• B•••• S••••••• R•••••••• L••••• T•••• | Stockholder | C | yes | 12/2021 | Mar 31, 2022 | Mar 30, 2024 |
| P•••••• E•••• D••••• | CHIEF FINANCIAL OFFICER | Na | yes | 02/2016 | Jan 19, 2016 | Mar 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| D••••• J••• R••• | n/a | n/a | n/a | N | no | n/a |
| D•••• E••• B•••••••• | n/a | n/a | n/a | N | no | n/a |
| K•••• M•••••• E•••••••• | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Knoxville | Tn | United States | 3 | no |
| Anaheim | CA | United States | 2 | no |
| CASTLE ROCK | Co | United States | 2 | no |
| ARROYO GRANDE | CA | United States | 1 | no |
| DIAMOND BAR | CA | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 30, 2024 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $2.1B | $1.9B | 10.5% | $1.6B | 10.6% | 50 | 71 | 37 | 39 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| O••••••••• | 6 | Oct 26, 2024 | Jul 1, 2024 | SAN LUIS OBISPO, CA | Team lift out | Other | 28.6% |
| O••••••••• | 3 | Oct 26, 2024 | Jan 10, 2024 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| H••••••• I•••••••• | 2 | Apr 22, 2022 | Mar 2, 2022 | KNOXVILLE, TN | Team lift out | Other | 100.0% |
| S•••••••• C•••••• | 2 | Nov 16, 2021 | Sep 12, 2021 |
| Trustee |
| E |
| yes |
| 11/2021 |
| Jan 19, 2016 |
| Mar 30, 2024 |
| W••••••••• H•••••••• I••• | Member | E | yes | 06/2021 | Oct 20, 2021 | Mar 30, 2024 |
| I••• D••••• A•••• | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | Na | no | 01/2016 | Jan 19, 2016 | Mar 30, 2024 |
| M••••••••• J••••• A•••••• | CHIEF OPERATING OFFICER | Na | no | 01/2022 | Mar 31, 2021 | Mar 30, 2024 |
| S•••• C••••••••• M••••• | CHIEF INVESTMENT OFFICER | Na | no | 05/2019 | Jul 30, 2019 | Mar 30, 2024 |
| n/a |
| N |
| no |
| n/a |
| L••• M•••• I••••••• | n/a | n/a | n/a | N | no | n/a |
| W••••••••• I•••••••• S•••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| no |
| MANHATTAN BEACH | CA | United States | 1 | no |
| MORRO BAY | CA | United States | 1 | no |
| PALO ALTO | CA | United States | 1 | yes |
| SANTA MARIA | CA | United States | 1 | no |
| Solvang | CA | United States | 1 | no |
| GRAND JUNCTION | Co | United States | 1 | no |
| GRAND JUNCTION | Co | United States | 1 | no |
| Montrose | Co | United States | 1 | no |
| Columbus | Oh | United States | 1 | no |
| Tulsa | Ok | United States | 1 | no |
| Franklin | Tn | United States | 1 | no |
| FORT WORTH | TX | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| $2.1B |
| $2.0B |
| 50 |
| 42 |
| 37 |
| n/a |
| n/a |
| 2022 | Mar 31, 2023 | $1.9B | $1.8B | 71 | 46 | 39 | n/a | n/a |
| 2021 | Mar 31, 2022 | $1.9B | $1.8B | 61 | 45 | 41 | n/a | n/a |
| 2020 | Mar 31, 2021 | $1.6B | $1.5B | 56 | 37 | 29 | n/a | n/a |
| 2019 | Mar 29, 2020 | $1.2B | $1.1B | 46 | 32 | 31 | n/a | n/a |
| 2018 | Apr 5, 2019 | $730M | $715M | 46 | 35 | 25 | n/a | n/a |
| 2017 | Feb 26, 2018 | $657M | $633M | 39 | 30 | 22 | n/a | n/a |
| 2016 | Jan 26, 2017 | $437M | $422M | 35 | 26 | n/a | n/a | n/a |
| CENTENNIAL, CO |
| Team lift out |
| Other |
| 14.3% |
| O••••••••• | 2 | Oct 26, 2024 | Jan 23, 2024 | DUBLIN, OH | Team lift out | Other | 9.5% |
| O••••••••• | 3 | Oct 26, 2024 | Jan 9, 2024 | KNOXVILLE, TN | Team lift out | Other | 14.3% |
| C••••••• W••••• A••••••• L•• | 2 | Jun 6, 2024 | Mar 13, 2024 | CASTLE ROCK, CO | Team lift out | RIA to new firm | 6.5% |
| A••••• T••••• P•••••• W••••• | 2 | Apr 4, 2024 | Feb 16, 2024 | GRAND JUNCTION, CO | Team lift out | RIA to RIA | 5.9% |
| N•••••• A••••••• | 2 | Nov 6, 2023 | Oct 6, 2023 | MARINA DEL REY, CA | Team lift out | RIA to ibd | 5.3% |
| B••••••••• W••••• M••••••••• | 2 | Nov 30, 2022 | Sep 13, 2022 | CANTON, OH | Team lift out | Other | 5.0% |
| N••••• | 2 | Jul 15, 2016 | Jun 28, 2016 | SAN LUIS OBISPO, CA | Team lift out | Other | 11.8% |
| CANTON, OH |
| Team lift out |
| RIA to RIA |
| 14.3% |
| S••••••• W••••• M••••••••• | 2 | May 7, 2021 | May 3, 2021 | FRISCO, TX | Team lift out | Other | 100.0% |
| S••••••• W••••• M••••••••• | 2 | Apr 19, 2021 | Mar 5, 2021 | AUSTIN, TX | Team lift out | Other | 50.0% |
| S••••••• W••••• M••••••••• | 3 | Mar 29, 2021 | May 4, 2021 | AUSTIN, TX | Team lift out | Other | 42.9% |
| F••••••• W••••• M••••••••• L•• | 2 | Jan 15, 2021 | Jan 15, 2021 | LEAWOOD, KS | Team lift out | RIA to RIA | 7.7% |
| V••••• F••••••••• L•• | 2 | Dec 1, 2017 | May 19, 2016 | MORRO BAY, CA | Team lift out | Other | 66.7% |
| A••••••••• A••••••• L•• | 6 | Dec 15, 2016 | Apr 1, 2016 | CENTENNIAL, CO | Firm absorbed | Other | 75.0% |
| A••••••••• A••••••• L•• | 2 | Jul 15, 2016 | Mar 16, 2016 | CENTENNIAL, CO | Team lift out | Other | 18.2% |