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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Adam Neumeister

Advisor at VIRTUS INVESTMENT ADVISERS, LLC

CARLSBAD, CA | HARTFORD, CT

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Search this name across graphsid dfx:ria:0e871d51-aedd-fe95-3b58-2c3eb3e3b999

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 30, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VIRTUS INVESTMENT ADVISERS, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 19, 2011
First registration: Oct 30, 2017
Dual registered: yes, broker-dealer
Other names: ADAM EDWARD NEUMEISTER
IAPD individual key: 5799981

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VIRTUS INVESTMENT ADVISERS, LLC	Asset manager	Sep 26, 2025	n/a	yes	HARTFORD, CT\|CARLSBAD, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 28, 2022	Sep 25, 2025	no	SAN DIEGO, CA\|CARLSBAD, CA	Previous registration
VALOR CONSULTING & DISTRIBUTION, LLC	n/a	Jul 16, 2021	Dec 17, 2022	no	Hermosa Beach, CA\|SUNBURY, OH	Previous registration
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Oct 16, 2020	Jan 4, 2021	no	OMAHA, NE\|Hermosa Beach, CA	Previous registration
BRINKER CAPITAL INC	Former SEC adviser	Oct 30, 2017	Oct 16, 2020	no	HERMOSA BEACH, CA\|BERWYN, PA\|Hermosa Beach, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	VIRTUS INVESTMENT ADVISERS, LLC	Sep 25, 2025	Sep 26, 2025	1	Firm change	Other
VALOR CONSULTING & DISTRIBUTION, LLC	LPL FINANCIAL LLC	Dec 17, 2022	Oct 28, 2022	-50	Firm change after gap	Other
ORION PORTFOLIO SOLUTIONS, LLC	VALOR CONSULTING & DISTRIBUTION, LLC	Jan 4, 2021	Jul 16, 2021	193	Firm change	Other
BRINKER CAPITAL INC	ORION PORTFOLIO SOLUTIONS, LLC	Oct 16, 2020	Oct 16, 2020	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (5)

→ VIRTUS INVESTMENT ADVISERS, LLCRegistered adviserregistration: current employment
Sep 26, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 28, 2022 to Sep 25, 2025factForm ADV
→ VALOR CONSULTING & DISTRIBUTION, LLCRegistered adviserregistration: previous registration
Jul 16, 2021 to Dec 17, 2022factForm ADV
→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Oct 16, 2020 to Jan 4, 2021factForm ADV
→ BRINKER CAPITAL INCRegistered adviserregistration: previous registration
Oct 30, 2017 to Oct 16, 2020factForm ADV

Dated events

Occurred
Sep 25, 2025
Advisor changed firm
Adam Neumeister left Lpl Financial Llc for Virtus Investment Advisers, Llc (registered 2025-09-26)
Form ADVobserved 6 days ago
Occurred
Dec 17, 2022
Advisor changed firm
Adam Neumeister left Valor Consulting & Distribution, Llc for Lpl Financial Llc (registered 2022-10-28)
Form ADVobserved 6 days ago