DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

VIRTUS INVESTMENT ADVISERS, LLC

CRD 106982

HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bfc83f55-6134-5afa-a08c-14af0f1182f0

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 156
Dated events: 25
On other graphs: 0
Observed: Mar 30, 2012 to Jun 30, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $52BItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $52B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 73
RAUM per advisor: $709Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 106
Individual clients: 0
High net worth clients: 0
SEC number: 801-5995
CRD: 106982
Filings on the tape: 44
First filed: Mar 30, 2012
Latest filed: Jun 30, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 74

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GEORGIE ESPOSITO LOWE	n/a	MEDFORD, MA \| HARTFORD, CT	14	35	2	yes
JAMES C BUSH	n/a	HARTFORD, CT	14	18	2	yes
JEFFREY EVANS JACKSON	n/a	MARINA DEL REY, CA \| HARTFORD, CT	14	16	1	yes
DOUGLAS CHARLES BOND	n/a	ROCHESTER, WA \| HARTFORD, CT	14	29	3	yes
JAMES H JESSUP	n/a	HARTFORD, CT \| MILFORD, CT	14	26	n/a	yes
THOMAS CREGAN BERINGER	n/a	HARTFORD, CT \| WAYZATA, MN	14	33	n/a	yes
MICHAEL GARRETT MASTROMARINO	n/a	HARTFORD, CT \| WAKE FOREST, NC	14	25	1	yes
JASON MATTHEW SCHOETTMER	n/a	HARTFORD, CT \| CHICAGO, IL	14	31	2	yes
SHAHID SAIGOL	n/a	HARTFORD, CT \| TAMPA, FL	14	30	1	yes
DOUGLAS JOHN CLARK	n/a	GLEN ALLEN, VA \| HARTFORD, CT	14	26	1	yes
JESSICA WILBUR ALVAREZ	n/a	HARTFORD, CT	14	25	1	yes
JOHN COSSABOOM	n/a	HARTFORD, CT \| PORTLAND, ME	14	20	1	yes
JULIE CHRISTINE MESSER	n/a	HARTFORD, CT	14	25	1	yes
KIMBERLY JEAN SCOTT	n/a	BERLIN, CT \| HARTFORD, CT	13	21	4	yes
DONALD MATTHEW MURPHY	n/a	HARTFORD, CT \| FORTVILLE, IN	13	34	1	yes
KYLE S. WELLS	n/a	WEST HARTFORD, CT \| HARTFORD, CT	13	16	n/a	yes
LAUREN ELIZABETH MARX	n/a	HARTFORD, CT \| Bolton, CT	12	15	n/a	yes
LIJO JOHN	n/a	HARTFORD, CT \| HUNTINGTON VALLEY, PA	12	16	2	yes
DOUGLAS EDWARD HINTLIAN	n/a	DALLAS, TX \| HARTFORD, CT	11	24	4	yes
VINCENT JORDAN TAYLOR	n/a	HARTFORD, CT	11	20	3	yes
MICHAEL L FELDMAN	n/a	HARTFORD, CT	9	12	1	yes
AARON MATTHEW PLATTEIS	n/a	HARTFORD, CT	8	14	n/a	yes
SHARON KAY MOSSMAN	n/a	HARTFORD, CT \| KANSAS CITY, MO	7	37	1	yes
JOHN D BAKA	n/a	HARTFORD, CT \| AURORA, IL	7	26	3	yes
MALLORY GRANTHAM CARR	n/a	HARTFORD, CT \| COLLEYVILLE, TX	7	30	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANGERTHAL, MICHAEL, AARON	DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	Na	yes	11/2008	Mar 30, 2012	Sep 23, 2024
AYLWARD, GEORGE, ROBERT	DIRECTOR, PRESIDENT AND CHAIRMAN	Na	yes	11/2008	Mar 30, 2012	Sep 23, 2024
PURKALITIS, ANDRA, CYNTHIA	EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER	Na	yes	11/2023	Dec 11, 2023	Sep 23, 2024
SMIRL, RICHARD, WILLIAM	EXECUTIVE VICE PRESIDENT	Na	yes	05/2021	Mar 29, 2022	Sep 23, 2024
VIRTUS INVESTMENT PARTNERS, INC.	Shareholder	E	yes	12/2008	Mar 30, 2012	Sep 23, 2024
VIRTUS PARTNERS, INC.	Shareholder	E	yes	09/2011	Mar 30, 2012	Sep 23, 2024
HANLEY, DAVID, GEORGE	VICE PRESIDENT AND TREASURER	Na	no	11/2007	Mar 30, 2012	Sep 23, 2024
PERSAUD, CHETRAM	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	no	08/2024	Sep 23, 2024	Sep 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC	n/a	Mixed wealth	$39B	N	yes	n/a
VIRTUS FIXED INCOME ADVISERS, LLC	n/a	Other adviser	$35B	N	yes	n/a
SUSTAINABLE GROWTH ADVISERS, LP	n/a	Asset manager	$17B	N	yes	n/a
DUFF & PHELPS INVESTMENT MANAGEMENT CO.	n/a	Asset manager	$13B	N	yes	n/a
CEREDEX VALUE ADVISORS LLC	n/a	Other adviser	$3.4B	N	yes	n/a
ALPHASIMPLEX GROUP, LLC	n/a	Asset manager	$3.1B	N	yes	n/a
SILVANT CAPITAL MANAGEMENT LLC	n/a	Asset manager	$3.0B	N	yes	n/a
NFJ INVESTMENT GROUP, LLC	n/a	Asset manager	$3.0B	N	yes	n/a
WESTCHESTER CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$2.9B	N	yes	n/a
VIRTUS FUND ADVISERS, LLC	n/a	Other adviser	$1.5B	N	yes	n/a
VIRTUS ETF ADVISERS LLC	n/a	Other adviser	$1.4B	N	yes	n/a
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.	n/a	Asset manager	$1.1B	N	yes	n/a
SEIX CLO MANAGEMENT LLC	n/a	Asset manager	$336M	N	yes	n/a
WESTCHESTER CAPITAL PARTNERS, LLC	n/a	Asset manager	$34.2M	N	yes	n/a
SEIX CLO MANAGEMENT GP LLC	n/a	n/a	n/a	N	yes	n/a
VIRTUS GLOBAL PARTNERS PTE. LTD.	n/a	n/a	n/a	N	yes	n/a
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
VIRTUS INTERNATIONAL MANAGEMENT LLP	n/a	n/a	n/a	N	yes	n/a
VP DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN DIEGO	CA	United States	5	no
NEW YORK CITY	NY	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$52B	$52B	1	1	2	n/a	n/a
2024	Jan 31, 2025	$54B	$54B	8	8	2	n/a	n/a
2023	Mar 27, 2024	$48B	$48B	8	8	2	n/a	n/a
2022	Mar 30, 2023	$46B	$46B	7	7	2	n/a	n/a
2021	Mar 29, 2022	$72B	$72B	0	0	0	n/a	n/a
2020	Mar 31, 2021	$65B	$65B	0	0	0	n/a	n/a
2019	Mar 25, 2020	$33B	$33B	0	0	0	n/a	n/a
2018	Mar 28, 2019	$27B	$27B	0	0	0	n/a	n/a
2017	Mar 29, 2018	$30B	$30B	0	0	0	n/a	n/a
2016	Mar 30, 2017	$25B	$25B	0	0	n/a	n/a	n/a
2015	Mar 29, 2016	$30B	$30B	0	0	n/a	n/a	n/a
2014	Mar 31, 2015	$39B	$39B	0	0	n/a	n/a	n/a
2013	Mar 28, 2014	$40B	$40B	0	0	n/a	n/a	n/a
2012	Mar 28, 2013	$30B	$30B	0	0	n/a	n/a	n/a
2011	Mar 30, 2012	$21B	$21B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
9	6	3	8.2%	3	3	0	18	11

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$52B	$54B	-4.1%	$46B	3.8%	1	8	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NEWFLEET ASSET MANAGEMENT, LLC	2	Apr 1, 2016	Aug 10, 2016	HARTFORD, CT	Channel change	Other	5.4%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
VIRTUS CAPITAL ADVISERS, LLC	10	Nov 19, 2018	Nov 19, 2018	HARTFORD, CT	Firm absorbed	Other	83.3%

Relationships

showing 80 of 156

Registered with (47)

← David Benjamin QuiatAdvisorregistration: current employment
Aug 18, 2026 to presentfactForm ADV
← ANDRES RUELAS URIARTEAdvisorregistration: current employment
Aug 10, 2026 to presentfactForm ADV
← John Thomas AndrewsAdvisorregistration: current employment
May 1, 2026 to presentfactForm ADV
← JOHN FRANCIS BISHOPAdvisorregistration: current employment
Mar 4, 2026 to presentfactForm ADV
← Jacob Matthew EdelchikAdvisorregistration: current employment
Mar 2, 2026 to presentfactForm ADV
← Nicholas James CoccioAdvisorregistration: current employment
Jan 20, 2026 to presentfactForm ADV
← PETER CHRISTOPHER GUSTINIAdvisorregistration: current employment
Dec 8, 2025 to presentfactForm ADV
← PAUL Glynn PRIVITERAAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← Adam NeumeisterAdvisorregistration: current employment
Sep 26, 2025 to presentfactForm ADV
← John Fitzpatrick ClearyAdvisorregistration: current employment
Sep 12, 2025 to presentfactForm ADV
← BENJAMIN THOMAS FLEMINGAdvisorregistration: current employment
Jul 14, 2025 to presentfactForm ADV
← James Paul HausmannAdvisorregistration: current employment
Jul 9, 2025 to presentfactForm ADV
← Alison Mabel SeverinoAdvisorregistration: current employment
May 19, 2025 to presentfactForm ADV
← Anthony J SchuetzAdvisorregistration: current employment
May 8, 2025 to presentfactForm ADV
← CHLOE ANNE HUNTAdvisorregistration: current employment
Apr 8, 2025 to presentfactForm ADV
← MICHAEL EDWARD BRADYAdvisorregistration: current employment
Feb 10, 2025 to presentfactForm ADV
← Benjamin Samuel EngramAdvisorregistration: current employment
Nov 26, 2024 to presentfactForm ADV
← ANTHONY CAFARCHIAAdvisorregistration: current employment
Nov 20, 2024 to presentfactForm ADV
← JAMES P NALDIAdvisorregistration: current employment
Jun 21, 2024 to presentfactForm ADV
← REMELL WALTER CHUNGAdvisorregistration: current employment
Feb 16, 2024 to presentfactForm ADV
← Alexander LoganAdvisorregistration: current employment
Dec 19, 2023 to presentfactForm ADV
← ROBERT JOHN CLARKEAdvisorregistration: current employment
Oct 10, 2023 to presentfactForm ADV
← JOSEPH EDMUND MACCONEAdvisorregistration: current employment
Jun 28, 2023 to presentfactForm ADV
← WILLIAM JOSEPH LAPLANTEAdvisorregistration: current employment
Mar 31, 2023 to presentfactForm ADV
← JOHANNA MARCELA FALKOWITZAdvisorregistration: current employment
Feb 3, 2023 to presentfactForm ADV
← Everard BisnauthAdvisorregistration: current employment
Jan 23, 2023 to presentfactForm ADV
← DANA MICHELLE CALCOTEAdvisorregistration: current employment
Jan 23, 2023 to presentfactForm ADV
← John A HarringtonAdvisorregistration: current employment
Nov 7, 2022 to presentfactForm ADV
← Aron McMillianAdvisorregistration: current employment
Oct 24, 2022 to presentfactForm ADV
← JARED L STIGALLAdvisorregistration: current employment
Oct 19, 2022 to presentfactForm ADV
and 17 more

Affiliated with (33)

→ KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ DUFF & PHELPS INVESTMENT MANAGEMENT CO.Registered adviserother investment adviser, common control
factForm ADV
→ VIRTUS CAPITAL ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ SUSTAINABLE GROWTH ADVISERS, LPRegistered adviserother investment adviser, common control
factForm ADV
→ ALPHASIMPLEX GROUP, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WESTCHESTER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CEREDEX VALUE ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SILVANT CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ VIRTUS FIXED INCOME ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WESTCHESTER CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ VIRTUS ADVISERS, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ SEIX CLO MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ NFJ INVESTMENT GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
← VIRTUS CAPITAL ADVISERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← WESTCHESTER CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← SEIX CLO MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← DUFF & PHELPS INVESTMENT MANAGEMENT CO.Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← SUSTAINABLE GROWTH ADVISERS, LPRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← VIRTUS FIXED INCOME ADVISERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← WESTCHESTER CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← ALPHASIMPLEX GROUP, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← CEREDEX VALUE ADVISORS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← SILVANT CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← VIRTUS ADVISERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NFJ INVESTMENT GROUP, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← STONE HARBOR INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← NEWFLEET ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
and 3 more

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 31, 2026
Advisor changed firm
Thomas Vincent Winkler left Virtus Investment Advisers, LLC for Aptus Capital Advisors, LLC (registered 2026-09-16)
Form ADVobserved 3 days ago
Occurred
Aug 17, 2026
Advisor changed firm
Jessica Butler Butler left Virtus Investment Advisers, Llc for Symmetry Partners (registered 2026-08-19)
Form ADVobserved 5 days ago
Occurred
Aug 3, 2026
Advisor changed firm
Daniel Kenneth Cline left Virtus Investment Advisers, Llc for Morgan Stanley (registered 2026-08-18)
Form ADVobserved 5 days ago
Occurred
Apr 13, 2026
Advisor changed firm
Marcia Andrea Pereira left Virtus Investment Advisers, Llc for Symmetry Partners (registered 2026-04-21)
Form ADVobserved 5 days ago
Occurred
Apr 1, 2026
Advisor changed firm
Dylan Rupp left Virtus Investment Advisers, Llc for Touchstone Advisors Inc (registered 2026-04-30)
Form ADVobserved 5 days ago
Occurred
Mar 4, 2026
Advisor changed firm
Timothy L Paulson left Virtus Investment Advisers, Llc for Marshall + Sterling Wealth Advisors, Inc. (registered 2026-05-01)
Form ADVobserved 5 days ago
Occurred
Jun 30, 2025
Advisor changed firm
Francis Edwin Edsall left Virtus Investment Advisers, Llc for Presidio Capital Management, Llc (registered 2025-08-21)
Form ADVobserved 5 days ago
Occurred
May 2, 2024
Advisor changed firm
Eric Mathew Kaleta left Virtus Investment Advisers, Llc for Lri Investments (registered 2024-05-03)
Form ADVobserved 5 days ago
Occurred
Dec 11, 2023
Control person joined
Cynthia Andra Purkalitis (Executive Vice President And Chief Legal Officer) appeared on Schedule A of Virtus Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Nov 27, 2023
Advisor changed firm
Geoffrey Scott Johnson left Virtus Investment Advisers, Llc for Soltis Investment Advisors, Llc (registered 2024-03-26)
Form ADVobserved 5 days ago
Occurred
Oct 4, 2023
Advisor changed firm
Jeffrey Michael Mcclure left Virtus Investment Advisers, Llc for Trajan Wealth, L.L.C. (registered 2025-01-07)
Form ADVobserved 5 days ago
Occurred
Sep 20, 2023
Advisor changed firm
Chloe Anne Hunt left Virtus Investment Advisers, Llc for Bahl & Gaynor Llc (registered 2024-02-28)
Form ADVobserved 5 days ago
Occurred
Jun 8, 2023
Control person left
Jacqueline Wendy Hills (Executive Vice President, General Counsel And Clerk) no longer on Schedule A of Virtus Investment Advisers, Llc (listed 2023-03-30, absent 2023-06-08)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Regulatory AUM changed
Virtus Investment Advisers, Llc reported RAUM $46.2B, down 36% from $71.8B (2022-08-24 to 2023-03-30)
Form ADVobserved 5 days ago
$-25.6B
Occurred
Sep 7, 2022
Advisor changed firm
Christopher Michael Collins left Virtus Investment Advisers, Llc for Toews Asset Management (registered 2023-11-28)
Form ADVobserved 5 days ago
Occurred
May 26, 2022
Advisor changed firm
Riley Patrick Gessner left Virtus Investment Advisers, Llc for Regent Peak Wealth Advisors, Llc (registered 2026-03-16)
Form ADVobserved 5 days ago
Occurred
Apr 6, 2022
Advisor changed firm
Alicien Anne Demonte left Virtus Investment Advisers, Llc for Columbia Management Investment Advisers, Llc (registered 2022-06-03)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2022
Control person joined
William Richard Smirl (Executive Vice President) appeared on Schedule A of Virtus Investment Advisers, Llc
Form ADVobserved 5 days ago
Occurred
Mar 22, 2022
Advisor changed firm
Gia Marie Bubnis left Virtus Investment Advisers, Llc for Nuveen Asset Management, Llc (registered 2022-04-18)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Virtus Investment Advisers, Llc reported RAUM $64.6B, up 94% from $33.2B (2020-03-25 to 2021-03-31)
Form ADVobserved 5 days ago
$31.3B
Occurred
Mar 31, 2021
Control person left
George Francis Waltman (Director, Executive Vice President) no longer on Schedule A of Virtus Investment Advisers, Llc (listed 2020-03-25, absent 2021-03-31)
Form ADVobserved 5 days ago
Occurred
Oct 14, 2019
Control person left
Stephen Mark Flynn (Executive Vice President And General Counsel) no longer on Schedule A of Virtus Investment Advisers, Llc (listed 2019-03-28, absent 2019-10-14)
Form ADVobserved 5 days ago
Occurred
Oct 14, 2019
Control person joined
Jacqueline Wendy Hills (Executive Vice President, General Counsel And Assistant Clerk) appeared on Schedule A of Virtus Investment Advisers, Llc
Form ADVobserved 5 days ago

Show 2 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
Matthew Joseph Mcneill no longer holds an investment adviser registration (last listed at Virtus Investment Advisers, Llc on the 2026-09-16 feed)
Occurred
Sep 14, 2026
Jarret Michael Shattuck registered as an investment adviser representative at Virtus Investment Advisers, Llc

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bfc83f55-6134-5afa-a08c-14af0f1182f0
First observed: Mar 30, 2012
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VIRTUS INVESTMENT ADVISERS, LLC

CRD 106982

HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bfc83f55-6134-5afa-a08c-14af0f1182f0

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:45 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GEORGIE ESPOSITO LOWE

n/a

MEDFORD, MA | HARTFORD, CT

yes

JAMES C BUSH

n/a

HARTFORD, CT

yes

JEFFREY EVANS JACKSON

n/a

MARINA DEL REY, CA | HARTFORD, CT

yes

DOUGLAS CHARLES BOND

n/a

ROCHESTER, WA | HARTFORD, CT

yes

JAMES H JESSUP

n/a

HARTFORD, CT | MILFORD, CT

n/a

yes

THOMAS CREGAN BERINGER

n/a

HARTFORD, CT | WAYZATA, MN

n/a

yes

MICHAEL GARRETT MASTROMARINO

n/a

HARTFORD, CT | WAKE FOREST, NC

yes

JASON MATTHEW SCHOETTMER

n/a

HARTFORD, CT | CHICAGO, IL

yes

SHAHID SAIGOL

n/a

HARTFORD, CT | TAMPA, FL

yes

DOUGLAS JOHN CLARK

n/a

GLEN ALLEN, VA | HARTFORD, CT

yes

JESSICA WILBUR ALVAREZ

n/a

HARTFORD, CT

yes

JOHN COSSABOOM

n/a

HARTFORD, CT | PORTLAND, ME

yes

JULIE CHRISTINE MESSER

n/a

HARTFORD, CT

yes

KIMBERLY JEAN SCOTT

n/a

BERLIN, CT | HARTFORD, CT

yes

DONALD MATTHEW MURPHY

n/a

HARTFORD, CT | FORTVILLE, IN

yes

KYLE S. WELLS

n/a

WEST HARTFORD, CT | HARTFORD, CT

n/a

yes

LAUREN ELIZABETH MARX

n/a

HARTFORD, CT | Bolton, CT

n/a

yes

LIJO JOHN

n/a

HARTFORD, CT | HUNTINGTON VALLEY, PA

yes

DOUGLAS EDWARD HINTLIAN

n/a

DALLAS, TX | HARTFORD, CT

yes

VINCENT JORDAN TAYLOR

n/a

HARTFORD, CT

yes

MICHAEL L FELDMAN

n/a

HARTFORD, CT

yes

AARON MATTHEW PLATTEIS

n/a

HARTFORD, CT

n/a

yes

SHARON KAY MOSSMAN

n/a

HARTFORD, CT | KANSAS CITY, MO

yes

JOHN D BAKA

n/a

HARTFORD, CT | AURORA, IL

yes

MALLORY GRANTHAM CARR

n/a

HARTFORD, CT | COLLEYVILLE, TX

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANGERTHAL, MICHAEL, AARON

DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

yes

11/2008

Mar 30, 2012

Sep 23, 2024

AYLWARD, GEORGE, ROBERT

DIRECTOR, PRESIDENT AND CHAIRMAN

yes

11/2008

Mar 30, 2012

Sep 23, 2024

PURKALITIS, ANDRA, CYNTHIA

EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER

yes

11/2023

Dec 11, 2023

Sep 23, 2024

SMIRL, RICHARD, WILLIAM

EXECUTIVE VICE PRESIDENT

yes

05/2021

Mar 29, 2022

Sep 23, 2024

VIRTUS INVESTMENT PARTNERS, INC.

Shareholder

yes

12/2008

Mar 30, 2012

Sep 23, 2024

VIRTUS PARTNERS, INC.

Shareholder

yes

09/2011

Mar 30, 2012

Sep 23, 2024

HANLEY, DAVID, GEORGE

VICE PRESIDENT AND TREASURER

11/2007

Mar 30, 2012

Sep 23, 2024

PERSAUD, CHETRAM

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

08/2024

Sep 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

n/a

Mixed wealth

$39B

yes

n/a

VIRTUS FIXED INCOME ADVISERS, LLC

n/a

Other adviser

$35B

yes

n/a

SUSTAINABLE GROWTH ADVISERS, LP

n/a

Asset manager

$17B

yes

n/a

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

n/a

Asset manager

$13B

yes

n/a

CEREDEX VALUE ADVISORS LLC

n/a

Other adviser

$3.4B

yes

n/a

ALPHASIMPLEX GROUP, LLC

n/a

Asset manager

$3.1B

yes

n/a

SILVANT CAPITAL MANAGEMENT LLC

n/a

Asset manager

$3.0B

yes

n/a

NFJ INVESTMENT GROUP, LLC

n/a

Asset manager

$3.0B

yes

n/a

WESTCHESTER CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$2.9B

yes

n/a

VIRTUS FUND ADVISERS, LLC

n/a

Other adviser

$1.5B

yes

n/a

VIRTUS ETF ADVISERS LLC

n/a

Other adviser

$1.4B

yes

n/a

VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.

n/a

Asset manager

$1.1B

yes

n/a

SEIX CLO MANAGEMENT LLC

n/a

Asset manager

$336M

yes

n/a

WESTCHESTER CAPITAL PARTNERS, LLC

n/a

Asset manager

$34.2M

yes

n/a

SEIX CLO MANAGEMENT GP LLC

n/a

yes

n/a

VIRTUS GLOBAL PARTNERS PTE. LTD.

n/a

yes

n/a

VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED

n/a

yes

n/a

VIRTUS INTERNATIONAL MANAGEMENT LLP

n/a

yes

n/a

VP DISTRIBUTORS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SAN DIEGO

United States

NEW YORK CITY

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$52B

n/a

2024

Jan 31, 2025

$54B

n/a

2023

Mar 27, 2024

$48B

n/a

2022

Mar 30, 2023

$46B

n/a

2021

Mar 29, 2022

$72B

n/a

2020

Mar 31, 2021

$65B

n/a

2019

Mar 25, 2020

$33B

n/a

2018

Mar 28, 2019

$27B

n/a

2017

Mar 29, 2018

$30B

n/a

2016

Mar 30, 2017

$25B

n/a

2015

Mar 29, 2016

$30B

n/a

2014

Mar 31, 2015

$39B

n/a

2013

Mar 28, 2014

$40B

n/a

2012

Mar 28, 2013

$30B

n/a

2011

Mar 30, 2012

$21B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

8.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$52B

$54B

-4.1%

$46B

3.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NEWFLEET ASSET MANAGEMENT, LLC

Apr 1, 2016

Aug 10, 2016

HARTFORD, CT

Channel change

Other

5.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

VIRTUS CAPITAL ADVISERS, LLC

Nov 19, 2018

HARTFORD, CT

Firm absorbed

Other

83.3%