This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SUMMIT GLOBAL INVESTMENTS, LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 26, 2008earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Nov 26, 2008

First registration

Aug 19, 2009

Dual registered

no

Other names

RJ CUNNINGHAM|RICHARD P CUNNINGHAM

IAPD individual key

5643048

• Occurred

  Jun 26, 2023
  Advisor changed firm

  Richard Paul Cunningham left Transamerica Financial Advisors, Llc for Summit Global Investments, Llc (registered 2023-07-06)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0e875ef1-69fd-dc21-aec9-c397f34bb0a1

First observed

Aug 19, 2009

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.