DFX Intelligence

P••••• G••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

P••••• G••••• T•••••••

Advisor at C•• W••••• A•••••••• L•••

FALLS CHURCH, VA

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Search this name across graphsid dfx:ria:0ea75317-5c5f-f9f2-784a-3f4baaf783be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• W••••• A•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 10, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• W••••• A•••••••• L•••	Independent wealth	Mar 7, 2014	n/a	yes	FALLS CHURCH, VA	Current employment
W•••••• • R•••	Former SEC adviser	Jun 11, 2009	Nov 15, 2010	no	WYOMISSING, PA\|RED BANK, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	C•• W••••• A•••••••• L•••	Nov 15, 2010	Mar 7, 2014	1,208	Firm change after gap	Other

Relationships

Registered with (2)

→ C•• W••••• A•••••••• L•••Registered adviserregistration: current employment
Mar 7, 2014 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jun 11, 2009 to Nov 15, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ea75317-5c5f-f9f2-784a-3f4baaf783be
First observed: Jun 11, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.