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CRD 107750
FALLS CHURCH, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| T••••• A•••••••• B•••• | Certified Financial Planner | FALLS CHURCH, VA | 27 | 29 | n/a | no |
| B•••• T•••••• J•••• | Certified Financial Planner | FALLS CHURCH, VA | 25 | 29 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• T•••••• A•••••••• | PRESIDENT/PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | yes | 09/2003 | Jul 20, 2026 | Jul 20, 2026 |
| G•••••• D••••• D••••••• | CEO/TREASURER/PRINCIPAL | C | yes | 02/2006 | Jul 20, 2026 | Jul 20, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 3 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.5B | $1.3B | 14.1% | $1.1B | 9.9% | 13 | 22 | 9 | 8 |
| no |
| D•••• D••••••• G••••• | Certified Financial Planner | FALLS CHURCH, VA | 20 | 29 | 1 | no |
| T••• M•••• B••••• | Certified Financial Planner | FALLS CHURCH, VA | 20 | 26 | n/a | no |
| P••••• G••••• T••••••• | Certified Financial Planner | FALLS CHURCH, VA | 12 | 17 | 1 | no |
| J•••••• R••• N••• | Certified Financial Planner | FALLS CHURCH, VA | 11 | 21 | 3 | no |
| L••• A•• B•••••• | Certified Financial Planner | FALLS CHURCH, VA | 6 | 17 | 1 | no |
| G•••••• B•••• | Certified Financial Planner | FALLS CHURCH, VA | 5 | 12 | n/a | no |
| A•••••• F••••••••• J•••• | Certified Financial Planner | FALLS CHURCH, VA | 3 | 27 | n/a | no |
| K•••• N••••• B•••• | Certified Financial Planner | FALLS CHURCH, VA | 1 | 10 | 3 | no |
| M••• J• P•••• | n/a | Fairfax, VA | FALLS CHURCH, VA | 0 | 11 | 1 | no |
| P••• H••••• | n/a | FALLS CHURCH, VA | 0 | 19 | 1 | no |
| CHAIRMAN/SECRETARY/PRINCIPAL |
| C |
| yes |
| 09/2003 |
| Nov 18, 2011 |
| Sep 26, 2024 |
| N•••• J••••••• R••• | SENIOR VICE PRESIDENT | A | no | 01/2025 | Jul 20, 2026 | Jul 20, 2026 |
| Mar 21, 2026 |
| $1.5B |
| $1.4B |
| 13 |
| 11 |
| 9 |
| n/a |
| n/a |
| 2024 | Mar 19, 2025 | $1.3B | $1.2B | 22 | 11 | 8 | n/a | n/a |
| 2023 | Feb 26, 2024 | $1.1B | $1.1B | 23 | 11 | 8 | n/a | n/a |
| 2022 | Mar 16, 2023 | $1.1B | $1.0B | 22 | 10 | 8 | n/a | n/a |
| 2021 | Mar 28, 2022 | $1.1B | $1.1B | 16 | 15 | 8 | n/a | n/a |
| 2020 | Mar 17, 2021 | $946M | $902M | 19 | 7 | 0 | n/a | n/a |
| 2019 | Mar 15, 2020 | $890M | $856M | 18 | 13 | 0 | n/a | n/a |
| 2018 | Mar 12, 2019 | $719M | $692M | 15 | 7 | 0 | n/a | n/a |
| 2017 | Mar 1, 2018 | $733M | $707M | 15 | 7 | 0 | n/a | n/a |
| 2016 | Mar 23, 2017 | $625M | $598M | 15 | 7 | n/a | n/a | n/a |
| 2015 | Feb 18, 2016 | $570M | $547M | 16 | 9 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $555M | $535M | 17 | 10 | n/a | n/a | n/a |
| 2013 | Mar 20, 2014 | $513M | $493M | 16 | 10 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $434M | $414M | 16 | 10 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $384M | $365M | n/a | n/a | n/a | n/a | n/a |