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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Lutherville, MD | Timonium, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 12, 2018 | n/a | yes | Timonium, MD|Lutherville, MD | Current employment |
| CHAPIN DAVIS ASSET MANAGEMENT | Independent wealth | May 24, 2012 | Apr 24, 2018 | no | BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Jun 20, 2012 | no | BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Jun 26, 1997 | Jul 1, 2003 | no | BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHAPIN DAVIS ASSET MANAGEMENT | AMERIPRISE FINANCIAL SERVICES, LLC | Apr 24, 2018 | Apr 12, 2018 | -12 | Firm change | RIA to ibd |
| WELLS FARGO ADVISORS | CHAPIN DAVIS ASSET MANAGEMENT | Jun 20, 2012 | May 24, 2012 | -27 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 28116:6363:MD:2018-04-24 | Apr 24, 2018 | Apr 12, 2018 | BALTIMORE, MD | Firm change |