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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JOE ALEXANDER SANCHEZ

Advisor at CETERA INVESTMENT ADVISERS LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:0ec4a50a-0688-b031-3d8f-77838454b73e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 14, 1997
First registration: Apr 5, 2010
Dual registered: yes, broker-dealer
Other names: MEDINA|JOE ALEXANDER SANCHEZ MEDINA
IAPD individual key: 2945231

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 5, 2018	n/a	yes	CHICAGO, IL	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Mar 17, 2014	Jan 8, 2018	no	CHICAGO, IL\|SUMMIT ARGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|EVERGREEN PARK, IL\|CHICAGO, IL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jan 15, 2013	Jan 31, 2014	no	CHICAGO, IL\|CHICAGO, IL\|CICERO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 29, 2011	Jan 8, 2013	no	BERWYN, IL\|CICERO, IL\|CICERO, IL\|CHICAGO, IL\|BERWYN, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 18, 2011	Sep 30, 2011	no	FORT MILL, SC\|BURBANK, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 5, 2010	Mar 15, 2011	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	CETERA INVESTMENT ADVISERS LLC	Jan 8, 2018	Jan 5, 2018	-3	Firm change	Other
FIFTH THIRD SECURITIES, INC.	INVEST FINANCIAL CORPORATION	Jan 31, 2014	Mar 17, 2014	45	Firm change	Other
PNC WEALTH MANAGEMENT	FIFTH THIRD SECURITIES, INC.	Jan 8, 2013	Jan 15, 2013	7	Firm change	Other
LPL FINANCIAL LLC	PNC WEALTH MANAGEMENT	Sep 30, 2011	Sep 29, 2011	-1	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	LPL FINANCIAL LLC	Mar 15, 2011	Mar 18, 2011	3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:105644:IL:2018-01-08	Jan 8, 2018	Jan 5, 2018	CHICAGO, IL	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jan 5, 2018 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Mar 17, 2014 to Jan 8, 2018factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Jan 15, 2013 to Jan 31, 2014factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 29, 2011 to Jan 8, 2013factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 18, 2011 to Sep 30, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 5, 2010 to Mar 15, 2011factForm ADV

Dated events

No dated event names this entity yet.