RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• A•••••••• S••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 5, 2018 · Chicago, Il
- I••••• F•••••••• C••••••••• formerMar 17, 2014 to Jan 8, 2018 · Chicago, Il
- F•••• T•••• S••••••••• I••• BD affiliatedJan 15, 2013 to Jan 31, 2014 · Chicago, Il
- P•• W••••• M••••••••• BD affiliatedSep 29, 2011 to Jan 8, 2013 · Berwyn, Il
- L•• F•••••••• L•• BD affiliatedMar 18, 2011 to Sep 30, 2011 · Fort Mill, Sc
- C•••• I••••••••• S••••••• C•••• formerApr 5, 2010 to Mar 15, 2011 · Chicago, Il
- I••••• F•••••••• C••••••••• to C••••• I••••••••• A••••••• L••left Jan 8, 2018, registered Jan 5, 2018 (-3 days) · Other · moved with a team
- F•••• T•••• S••••••••• I••• to I••••• F•••••••• C•••••••••left Jan 31, 2014, registered Mar 17, 2014 (45 days) · Other
- P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••left Jan 8, 2013, registered Jan 15, 2013 (7 days) · Other
- L•• F•••••••• L•• to P•• W••••• M•••••••••left Sep 30, 2011, registered Sep 29, 2011 (-1 days) · Other
- C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••left Mar 15, 2011, registered Mar 18, 2011 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address