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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Jerry He

Advisor at ALLWORTH FINANCIAL, L.P.

CAMPBELL, CA | FOLSOM, CA

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Search this name across graphsid dfx:ria:0ec7061d-4650-620b-3d73-88f4805f3cc1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 9, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLWORTH FINANCIAL, L.P.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jul 6, 2021
First registration: Jul 9, 2021
Dual registered: yes, broker-dealer
IAPD individual key: 7408388

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Jul 1, 2024	n/a	yes	CAMPBELL, CA\|FOLSOM, CA	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	May 6, 2024	Jun 13, 2024	no	SAN JOSE, CA\|AUSTIN, TX	Previous registration
ZHANG FINANCIAL	Independent wealth	Feb 11, 2022	May 3, 2024	no	PORTAGE, MI	Previous registration
FLORIDA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jul 9, 2021	Jan 18, 2022	no	Philadelphia, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	ALLWORTH FINANCIAL, L.P.	Jun 13, 2024	Jul 1, 2024	18	Firm change	Ibd to ibd
ZHANG FINANCIAL	KESTRA ADVISORY SERVICES, LLC	May 3, 2024	May 6, 2024	3	Firm change	RIA to ibd
FLORIDA FINANCIAL ADVISORS, LLC	ZHANG FINANCIAL	Jan 18, 2022	Feb 11, 2022	24	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
May 6, 2024 to Jun 13, 2024factForm ADV
→ ZHANG FINANCIALRegistered adviserregistration: previous registration
Feb 11, 2022 to May 3, 2024factForm ADV
→ FLORIDA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 9, 2021 to Jan 18, 2022factForm ADV

Dated events

Occurred
Jun 13, 2024
Advisor changed firm
Jerry He left Kestra Advisory Services, Llc for Allworth Financial, L.P. (registered 2024-07-01)
Form ADVobserved 6 days ago
Occurred
May 3, 2024
Advisor changed firm
Jerry He left Zhang Financial for Kestra Advisory Services, Llc (registered 2024-05-06)
Form ADVobserved 6 days ago
Occurred
Jan 18, 2022
Advisor changed firm
Jerry He left Florida Financial Advisors, Llc for Zhang Financial (registered 2022-02-11)
Form ADVobserved 6 days ago