DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• H•

A••••••• F••••••••• L•••BD affiliatedCampbell, Ca dual registrantIAPD 7408388

Certified Financial Planner

Feed of 09/15/2026

At current firm

2 y

since Jul 1, 2024

In the industry

12 y

since Jul 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• F••••••••• L••• BD affiliated current
since Jul 1, 2024 · Campbell, Ca
K••••• A••••••• S•••••••• L•• BD affiliated
May 6, 2024 to Jun 13, 2024 · San Jose, Ca
Z•••• F•••••••• independent RIA
Feb 11, 2022 to May 3, 2024 · Portage, Mi
F•••••• F•••••••• A•••••••• L•• BD affiliated
Jul 9, 2021 to Jan 18, 2022 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to A••••••• F••••••••• L•••
left Jun 13, 2024, registered Jul 1, 2024 (18 days) · Affiliated broker-dealer or bank to another
Z•••• F•••••••• to K••••• A••••••• S•••••••• L••
left May 3, 2024, registered May 6, 2024 (3 days) · RIA to affiliated broker-dealer or bank
F•••••• F•••••••• A•••••••• L•• to Z•••• F••••••••
left Jan 18, 2022, registered Feb 11, 2022 (24 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Jerry He left Kestra Advisory Services, Llc for Allworth Financial, L.P. (registered 2024-07-01)
Jun 13, 2024 · Advisor changed firm · fact
Jerry He left Zhang Financial for Kestra Advisory Services, Llc (registered 2024-05-06)
May 3, 2024 · Advisor changed firm · fact
Jerry He left Florida Financial Advisors, Llc for Zhang Financial (registered 2022-02-11)
Jan 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address