DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Bradford, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 23, 2026 | n/a | yes | Bradford, PA | Current employment |
| NORTHWEST ADVISORS, INC. | Former SEC adviser | Oct 31, 2011 | Oct 21, 2015 | no | WARREN, PA|WARREN, PA | Previous registration |
| OBS FINANCIAL | Former SEC adviser | Apr 21, 2011 | Mar 1, 2012 | no | CONCORD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWEST ADVISORS, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 21, 2015 | Apr 23, 2026 | 3,837 | Firm change after gap | Other |
| OBS FINANCIAL | NORTHWEST ADVISORS, INC. | Mar 1, 2012 | Oct 31, 2011 | -122 | Firm change after gap | Other |