DFX Intelligence

M••• E•••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

M••• E•••••••• S••••••

Advisor at L•••• F••• A••••••• S•••••••

WILSON, NC | DALLAS, TX

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Search this name across graphsid dfx:ria:0ed9f69b-1b90-451b-ee07-47196f59ee9e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Sep 8, 2015	n/a	yes	WILSON, NC\|DALLAS, TX	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jan 12, 2010	Sep 16, 2015	no	RALEIGH, NC\|WILSON, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	L•••• F••• A••••••• S•••••••	Sep 16, 2015	Sep 8, 2015	-8	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:134086:NC:2015-09-16	Sep 16, 2015	Sep 8, 2015	WILSON, NC	Firm change

Relationships

Registered with (2)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Sep 8, 2015 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 12, 2010 to Sep 16, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ed9f69b-1b90-451b-ee07-47196f59ee9e
First observed: Jan 12, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.