DFX Intelligence

L•••• J•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor23 years in industry

L•••• J•••• L••••

Advisor at S••••• P••••••• G••••• L••

VIRGINIA BEACH, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0ee7952c-ed5c-99f8-0d49-1db573f965a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• P••••••• G••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• P••••••• G••••• L••	State registered	Oct 6, 2014	n/a	yes	VIRGINIA BEACH, VA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 18, 2021	Apr 18, 2022	no	Virginia Beach, PA\|Hershey, PA\|Lancaster, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	n/a	Apr 18, 2022	n/a	n/a	Departure no registered destination	Departure
C•••••••• I••••••••• R••••••• A•••••••• I•••	S••••• P••••••• G••••• L••	Jun 10, 2019	Oct 6, 2014

Relationships

Registered with (5)

→ S••••• P••••••• G••••• L••Registered adviserregistration: current employment
Oct 6, 2014 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 18, 2021 to Apr 18, 2022factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 25, 2009 to Sep 1, 2011factForm ADV
→ F•••• C•••••• F•••••••• P•••••••• I•••

Dated events

Occurred
Apr 18, 2022
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ee7952c-ed5c-99f8-0d49-1db573f965a2
First observed: Jan 4, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.