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Registered advisor
L•••• J•••• L••••
Feed of 09/14/2026
Also filed as Lou L••••
At current firm
11 y
since Oct 6, 2014
In the industry
23 y
since Mar 1, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• P••••••• G••••• L•• state registered currentsince Oct 6, 2014 · Virginia Beach, Va
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 18, 2021 to Apr 18, 2022 · Virginia Beach, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedSep 1, 2011 to Jun 10, 2019 · York, Pa
- S••••••••• A•••••• A•••••••• I••• formerFeb 25, 2009 to Sep 1, 2011 · La Vista, Ne
- F•••• C•••••• F•••••••• P•••••••• I••• formerSep 2, 2005 to Feb 24, 2009 · York, Pa
- F•••• C•••••• B••• unclassifiedJan 4, 2005 to Sep 2, 2005 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to no registered destinationleft Apr 18, 2022 · Departure, no registered destination
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S••••• P••••••• G••••• L••left Jun 10, 2019, registered Oct 6, 2014 (-1708 days) · Affiliated broker-dealer or bank to a state-registered adviser
- S••••••••• A•••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 1, 2011, registered Sep 1, 2011 (0 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Feb 24, 2009, registered Feb 25, 2009 (1 days) · Other
- F•••• C•••••• B••• to F•••• C•••••• F•••••••• P•••••••• I•••left Sep 2, 2005, registered Sep 2, 2005 (0 days) · Other
Signals
- L•••• J•••• L•••• no longer registered at C•••••••• I••••••••• R••••••• A•••••••• I•••; no later IA registration on IAPDApr 18, 2022 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address