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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 4, 2022 | n/a | yes | BOCA RATON, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 21, 2018 | Apr 4, 2022 | no | BOCA RATON, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 24, 2011 | Jan 16, 2018 | no | DELRAY BEACH, FL|BOSTON, MA|BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Apr 4, 2022 | Apr 4, 2022 | 0 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Jan 16, 2018 | Feb 21, 2018 | 36 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:705:FL:2022-03-25 | Apr 4, 2022 | Apr 4, 2022 | BOCA RATON, FL | Firm change |