DFX Intelligence
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Reading the graph
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Advisor at K••••• W•••••• L••
WILLIAMSPORT, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••• W•••••• L•• | Independent wealth | Jan 29, 2019 | n/a | yes | WILLIAMSPORT, PA | Current employment |
| C••••••••• F•••••••• N•••••• | National bd RIA | Sep 18, 2015 | Apr 5, 2019 | no | WILLIAMSPORT, PA|Towanda, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | K••••• W•••••• L•• | Apr 5, 2019 | Jan 29, 2019 | -66 | Firm change after gap | Ibd to new firm |
| V••• F•••••••• A•••••••• I••• | C••••••••• F•••••••• N•••••• | Sep 17, 2015 | Sep 18, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:299407:PA:2019-04-05 | Apr 5, 2019 | Jan 29, 2019 | TOWANDA, PA | Firm change after gap |
| 2882:8032:PA:2015-09-17 | Sep 17, 2015 | Sep 18, 2015 | WILLIAMSPORT, PA | Firm change |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Sep 20, 2010 | Sep 17, 2015 | no | WILLIAMSPORT, PA|WILLIAMSPORT, PA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Sep 10, 2007 | Oct 3, 2008 | no | MONTOURSVILLE, PA | Previous registration |
| 1 |
| Firm change |
| Other |
| W•••• F•••• A••••••• | V••• F•••••••• A•••••••• I••• | Oct 3, 2008 | Sep 20, 2010 | 717 | Firm change after gap | Other |