DFX Intelligence

A•••• M•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

A•••• M•••• B••••

Advisor at C••••••• P•••••• W•••••

••• Locked

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Search this name across graphsid dfx:ria:0f0893fc-2030-9644-a429-f97a2189c3dd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••• W•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••• W•••••	Bd affiliated wealth	Mar 24, 2026	n/a	yes	Melville, NY\|TARRYTOWN, NY	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	May 22, 2024	n/a	yes	SAN FRANCISCO, CA\|Melville, NY	Current employment

Relationships

Registered with (2)

→ C••••••• P•••••• W•••••Registered adviserregistration: current employment
Mar 24, 2026 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
May 22, 2024 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f0893fc-2030-9644-a429-f97a2189c3dd
First observed: Oct 1, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.