C•• J•••• S••••

Advisor at H•••••• • W•••• A•••• M••••••••• I•••

PARSIPPANY, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f1853d9-5495-324b-427d-70340764c398

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• • W•••• A•••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 25, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• • W•••• A•••• M••••••••• I•••	Bd affiliated wealth	Oct 25, 2018	n/a	yes	PARSIPPANY, NJ	Current employment
A••••••• A•••• M••••••••• I•••	Mixed wealth	Jun 20, 2018	Jul 30, 2018	no	BOERNE, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A•••• M••••••••• I•••	H•••••• • W•••• A•••• M••••••••• I•••	Jul 30, 2018	Oct 25, 2018	87	Firm change	RIA to ibd
F•••• T•••• A••••••• L•	A••••••• A•••• M••••••••• I•••	Oct 13, 2017	Jun 20, 2018

Relationships

Registered with (4)

→ H•••••• • W•••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Oct 25, 2018 to presentfactForm ADV
→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 20, 2018 to Jul 30, 2018factForm ADV
→ F•••• T•••• A••••••• L•Registered adviserregistration: previous registration
Dec 12, 2011 to Oct 13, 2017factForm ADV
→ W•••• F•••• I••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f1853d9-5495-324b-427d-70340764c398
First observed: Dec 13, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.