DFX Intelligence

P•••••• I••••••• C••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P•••••• I••••••• C••• L••

CRD 307512

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Search this name across graphsid dfx:ria:0f26a083-68e0-8e27-669a-4324b5926217

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 16
On other graphs: 3
Observed: Nov 20, 2020 to Sep 2, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••••• I••••••• C••• L••

P•••••• equity manager · key crd, key sfn adviser, shared crd

Venture Capitalidentity

P•••••• I••••••• C••• L••

Venture manager · key crd, key sfn adviser, shared crd

Real Estate Fundsidentity

P•••••• I••••••• C••• L••

Real estate fund manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $270M••• Locked
Discretionary RAUM: $270M
P•••••• client RAUM: $0derived••• Locked
P•••••• client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

P•••••• funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••• I••••••• C••• F••••• F••• 2•••••• L••	P•••••• Equity Fund	$20.0M	Sep 2, 2026	210	Feb 27, 2020	reported	021-345876
P•••••• I••••••• C••• F••••• F••• 2•••••• L••	P•••••• Equity Fund	$14.7M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
I•••••••• I••• A••••••	OWNER/CCO	E	yes	11/2020	Nov 20, 2020	Sep 9, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV
2025	Mar 25, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$270M	$295M	-8.4%	$277M	-0.7%	4	4	0	0

Relationships

Advises (46)

→ P•••••• I••••••• C••• F••••• F••• 2•••••• L••Private fundReal Estate Fund, IA
Feb 27, 2020 to presentfactForm ADV
→ P•••••• I••••••• C••• F••••• F••• 2•••••• L••Private fundP•••••• Equity Fund, IA
Feb 27, 2020 to presentfactForm ADV
→ P•• F••••• F••• 2••••• L••Private fundP•••••• Equity Fund, IA
Sep 2, 2026 to presentfactForm ADV
→ P•••••• I••••••• C••• F••••• F••• 2•••••• L••

Dated events

Occurred
Sep 2, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$6.4M
Occurred
Sep 2, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$4.6M
Occurred
Sep 2, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$6.7M
Occurred
Sep 2, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f26a083-68e0-8e27-669a-4324b5926217
First observed: Nov 20, 2020
Last observed: Sep 2, 2026 21 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.