DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• I••••••• C••• L••
Latest filing Sep 2, 2026
First filing on the tape Nov 20, 2020 · 12 filings
SEC status approved since Dec 18, 2020
RAUM
$270M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$270M as of Mar 25, 2026
Mar 16, 2021$152M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 16, 20210 then
Employees (5.A)4 as of Mar 25, 2026
Mar 16, 20211 then
Private funds39 as of Mar 25, 2026
Mar 16, 202119 then
RAUM -8.4% over the last fiscal year-0.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $6.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $295M, 41 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$270M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 39reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $295M for 41 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
39 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- I•••••••• I••• A•••••• · Owner/Ccocontrolsince 11/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 25, 2026 to Sep 2, 2026
- HQ city · to unsetMar 25, 2026 to Sep 2, 2026
- HQ state · to unsetMar 25, 2026 to Sep 2, 2026
- Private funds · 39 to unsetMar 25, 2026 to Sep 2, 2026
- Related adviser · false to unsetMar 25, 2026 to Sep 2, 2026
- Related bank · false to unsetMar 25, 2026 to Sep 2, 2026
- Related broker-dealer · false to unsetMar 25, 2026 to Sep 2, 2026
- Related insurance company · false to unsetMar 25, 2026 to Sep 2, 2026
- Succession · false to unsetMar 25, 2026 to Sep 2, 2026
- Accounts · 41 to 39Sep 18, 2025 to Mar 25, 2026
- Pooled vehicle clients · 41 to 39Sep 18, 2025 to Mar 25, 2026
- Private funds · 44 to 39Sep 18, 2025 to Mar 25, 2026
- Discretionary RAUM · $295M to $270MSep 18, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $295M to $270MSep 18, 2025 to Mar 25, 2026
- RAUM · $295M to $270MSep 18, 2025 to Mar 25, 2026
- Accounts · 36 to 41Sep 9, 2024 to Mar 6, 2025
- Pooled vehicle clients · 36 to 41Sep 9, 2024 to Mar 6, 2025
- Assets in custody · $298M to $295MSep 9, 2024 to Mar 6, 2025
- Financial planning clients · unset to Sep 9, 2024 to Mar 6, 2025
- HQ city · unset to Sep 9, 2024 to Mar 6, 2025
- HQ state · unset to Sep 9, 2024 to Mar 6, 2025
- Private funds · 38 to 44Sep 9, 2024 to Mar 6, 2025
- Discretionary RAUM · $298M to $295MSep 9, 2024 to Mar 6, 2025
- Pooled vehicle RAUM · $298M to $295MSep 9, 2024 to Mar 6, 2025
- RAUM · $298M to $295MSep 9, 2024 to Mar 6, 2025
- Assets in custody · $277M to $298MFeb 9, 2023 to Feb 9, 2024
- Private funds · 36 to 38Feb 9, 2023 to Feb 9, 2024
- Discretionary RAUM · $277M to $298MFeb 9, 2023 to Feb 9, 2024
- Pooled vehicle RAUM · $277M to $298MFeb 9, 2023 to Feb 9, 2024
- RAUM · $277M to $298MFeb 9, 2023 to Feb 9, 2024
- Accounts · 34 to 36Mar 29, 2022 to Feb 9, 2023
- Pooled vehicle clients · 34 to 36Mar 29, 2022 to Feb 9, 2023
- Assets in custody · $271M to $277MMar 29, 2022 to Feb 9, 2023
- Employees · 1 to 4Mar 29, 2022 to Feb 9, 2023
- Private funds · 34 to 36Mar 29, 2022 to Feb 9, 2023
- Discretionary RAUM · $271M to $277MMar 29, 2022 to Feb 9, 2023
- Pooled vehicle RAUM · $271M to $277MMar 29, 2022 to Feb 9, 2023
- RAUM · $271M to $277MMar 29, 2022 to Feb 9, 2023
- Accounts · 19 to 34Mar 16, 2021 to Mar 29, 2022
- Pooled vehicle clients · 19 to 34Mar 16, 2021 to Mar 29, 2022
Signals
2 dated events
- P•••••• I••••••• C••• L•• reported RAUM $271.4M, up 78% from $152.1M (2021-03-16 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- P•••••• I••••••• C••• L•• filed its initial SEC registration (Form ADV)Nov 20, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••• I••••••• C••• L•• · Private Equityshared crd · organization
- P•••••• I••••••• C••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- privateinvestorclub.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 813-600-9412reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P•••••• I••••••• C••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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