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Advisor at LPL FINANCIAL LLC
PRESTONSBURG, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 28, 2025 | n/a | yes | PRESTONSBURG, KY | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 9, 2017 | Aug 12, 2025 | no | Prestonsburg, KY|Franklin, TN|Allen, KY | Previous registration |
| EDWARD JONES | National bd RIA | Sep 27, 2010 | Jun 13, 2017 | no | PRESTONSBURG, KY|ST LOUIS, MO|PAINTSVILLE, KY|ALLEN, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Aug 12, 2025 | Jul 28, 2025 | -15 | Firm change | Ibd to ibd |
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Jun 13, 2017 | Jun 9, 2017 | -4 | Firm change | Ibd to ibd |