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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

JEROD ANDREW WURM

Advisor at CWM, LLC

Roseville, CA | OMAHA, NE

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Search this name across graphsid dfx:ria:0f343760-2ee2-91b3-72ea-39813b0033a9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Mar 12, 1997
First registration: Feb 6, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2861953

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Jan 21, 2025	n/a	yes	Roseville, CA\|OMAHA, NE	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 24, 2015	Jan 28, 2025	no	ROSEVILLE, CA\|SACRAMENTO, CA\|FOLSOM, CA\|EL DORADO HILLS, CA	Previous registration
MORGAN STANLEY	Wirehouse	Oct 22, 2010	Sep 9, 2015	no	Roseville, CA	Previous registration
WURM & FRYE INVESTMENT ADVISORY GROUP	n/a	Mar 23, 2009	Dec 31, 2009	no	ROSEVILLE, CA	Previous registration
WURM & FRYE INVESTMENT ADVISORY GROUP	n/a	Jul 10, 2003	Dec 31, 2008	no	ROSEVILLE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 23, 2003	Nov 1, 2010	no	FOLSOM, CA\|ROSEVILLE, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Feb 6, 2001	May 28, 2003	no	ROSEVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CWM, LLC	Jan 28, 2025	Jan 21, 2025	-7	Firm change	Wirehouse to ibd
MORGAN STANLEY	WELLS FARGO ADVISORS	Sep 9, 2015	Aug 24, 2015	-16	Firm change	Wirehouse to wirehouse
LPL FINANCIAL LLC	WURM & FRYE INVESTMENT ADVISORY GROUP	Nov 1, 2010	Jul 10, 2003	-2,671	Firm change after gap	Other
WURM & FRYE INVESTMENT ADVISORY GROUP	MORGAN STANLEY	Dec 31, 2009	Oct 22, 2010	295	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	LPL FINANCIAL LLC	May 28, 2003	May 23, 2003	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:155344:CA:2025-01-28	Jan 28, 2025	Jan 21, 2025	EL DORADO HILLS, CA	Firm change
149777:11025:CA:2015-09-09	Sep 9, 2015	Aug 24, 2015	ROSEVILLE, CA	Firm change

Relationships

Registered with (6)

→ CWM, LLCRegistered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 24, 2015 to Jan 28, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 22, 2010 to Sep 9, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 23, 2003 to Nov 1, 2010factForm ADV
→ WURM & FRYE INVESTMENT ADVISORY GROUPRegistered adviserregistration: previous registration
Mar 23, 2009 to Dec 31, 2009factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Feb 6, 2001 to May 28, 2003factForm ADV

Dated events

Occurred
Jan 28, 2025
Advisor changed firm
Jerod Andrew Wurm left Wells Fargo Advisors for Cwm, Llc (registered 2025-01-21)
Form ADVobserved 4 days ago