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Advisor at FIFTH THIRD WEALTH ADVISORS LLC
Lone Tree, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD WEALTH ADVISORS LLC | Mixed wealth | Aug 19, 2025 | n/a | yes | Lone Tree, CO | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 23, 2013 | Apr 2, 2015 | no | DENVER, CO|DENVER, CO | Previous registration |
| ERNST & YOUNG INVESTMENT ADVISERS LLP | No RAUM reported | Feb 5, 2001 | Oct 19, 2004 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | FIFTH THIRD WEALTH ADVISORS LLC | Apr 2, 2015 | Aug 19, 2025 | 3,792 | Firm change after gap | Wirehouse to RIA |
| ERNST & YOUNG INVESTMENT ADVISERS LLP | UBS FINANCIAL SERVICES INC. | Oct 19, 2004 | May 23, 2013 | 3,138 | Firm change after gap | Other |