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CRD 313015
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERIC BENJAMIN HOUSMAN | Certified Financial Planner | Charlotte, NC | 5 | 25 | 4 | no |
| KEITH GREGARY WATSON | n/a | Atlanta, GA | 4 | 26 | 3 | no |
| CAROLYN LEIGH BALZANO | Certified Financial Planner | Charlotte, NC | 4 | 12 | n/a | no |
| Andrew Dilz | n/a | Charlotte, NC | 3 | 10 | n/a | no |
| KURT ALLEN GWILLIM | n/a | SPRINGFIELD, IL | 3 | 30 | n/a | no |
| Samuel West Thomas | n/a | Atlanta, GA | 3 | 12 | n/a | no |
| AMY SEGATTO PERRIN | n/a | Springfield, IL | 3 | 16 | n/a | no |
| Luis F Fernandes | Certified Financial Planner | Tarrytown, NY | 3 | 12 | n/a | no |
| Dylan Tuttle | Certified Financial Planner | Tarrytown, NY | Stamford, CT | 3 | 10 | 2 | no |
| RAYMOND DENIS HEGARTY | Chartered Financial Analyst | Tarrytown, NY | 3 | 34 | n/a | no |
| Deborah Dulaney | n/a | Cornwall, NY | CINCINNATI, OH | 3 | 36 | n/a | no |
| KEVIN JAMES SAVONA | Certified Financial Planner | Sewickley, PA | 3 | 29 | 1 | no |
| DENISE McGinnis | n/a | Tarrytown, NY | 3 | 41 | n/a | no |
| Randall Eugene McGeorge | n/a | Atlanta, GA | 3 | 24 | n/a | no |
| Justin David Bensema | Certified Financial Planner | Sewickley, PA | 2 | 12 | n/a | no |
| ALEXANDER SANG PARK | n/a | Sewickley, PA | 2 | 11 | n/a | no |
| NATHAN ERIC WEIDNER | n/a | CINCINNATI, OH | 2 | 14 | n/a | no |
| George Emanuele | Chartered Financial Analyst | Sewickley, PA | 2 | 20 | n/a | no |
| LAURA ANNE VASSAMILLET | n/a | Sewickley, PA | 2 | 25 | 1 | no |
| JAMES ROBERT LAMPERSKI | Certified Financial Planner | Sewickely, PA | 2 | 35 | n/a | no |
| JOHN PAUL HOETING | Chartered Financial Analyst | CINCINNATI, OH | 2 | 27 | 1 | no |
| DARREN LEE EARNHARDT | n/a | CINCINNATI, OH | Charlotte, NC | 2 | 33 | 4 | no |
| JONATHAN ADAMS | Certified Financial Planner | CINCINNATI, OH | 2 | 21 | 4 | no |
| Philip Frederick Vergunst | Chartered Financial Analyst | CINCINNATI, OH | Grand Rapids, MI | 2 | 15 | 1 | no |
| Michael Andrew Henke | n/a | CINCINNATI, OH | Grand Rapids, MI | 2 | 14 | 1 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PINE CREST MAP 2009 LLC | Real Estate Fund | $4.8M | Jul 2, 2024 | 32 | Mar 30, 2012 | dropped | 021-175192 |
| PINE CREST GLOBAL ASSET FUND LLC | Real Estate Fund | $3.3M | Jul 29, 2026 | 88 | Mar 30, 2012 | reported | 021-109508 |
| PINE CREST PARTNERS II LLC | Private Equity Fund | $119,698 | Jul 29, 2026 | 67 | Mar 30, 2012 | reported | 021-175210 |
| PINE CREST PARTNERS I LLC | Private Equity Fund | $74,808 | Jul 2, 2024 | 52 | Mar 30, 2012 | dropped | 021-175216 |
| PINE CREST ACTIS EMERGING MARKETS FUND LLC | Private Equity Fund | $0 | Jul 29, 2026 | 13 | Mar 30, 2012 | reported | 021-174791 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BANKS, ROBERT, PRESLEY | MANAGING MEMBER | Na | yes | 09/2023 | Jul 29, 2026 | Jul 29, 2026 |
| BRIGGS, DAVID, EDWARD | MANAGING MEMBER | Na | yes | 12/2020 | Jul 29, 2026 | Jul 29, 2026 |
| EARNHARDT, DARREN, LEE | CHIEF OPERATING OFFICER | Na | yes | 01/2024 | Jul 29, 2026 | Jul 29, 2026 |
| FIFTH THIRD BANK, NATIONAL | Owner | E | yes | 12/2020 | Jul 29, 2026 | Jul 29, 2026 |
| FRISCHER, LORI, MICHELLE | MANAGING MEMBER | Na | yes | 08/2022 | Jul 29, 2026 | Jul 29, 2026 |
| HOUSMAN, ERIC, BENJAMIN | PRESIDENT/MANAGING MEMBER | Na | yes | 12/2020 | Jul 29, 2026 | Jul 29, 2026 |
| OLSON, DAVID, C | MANAGING DIRECTOR, PRACTICE MANAGEMENT | Na | yes | 04/2024 | Jul 29, 2026 | Jul 29, 2026 |
| OSMOND, CHRISTOPHER, EDWARD | CHIEF INVESTMENT OFFICER | Na | yes | 07/2025 | Jul 29, 2026 | Jul 29, 2026 |
| REILLY, MARY, ELLEN | MANAGING MEMBER | Na | yes | 08/2022 | Jul 29, 2026 | Jul 29, 2026 |
| REYNOLDS, JONATHAN, WILLIAM | MANAGING MEMBER | Na | yes | 12/2020 | Jul 29, 2026 | Jul 29, 2026 |
| TAYLOR, SUZANNE, MARIE | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2025 | Jul 29, 2026 | Jul 29, 2026 |
| WATSON, KEITH, GREGARY | MANAGING DIRECTOR OF ADMINISTRATION AND OPERATIONS | Na | yes | 06/2021 | Jul 29, 2026 | Jul 29, 2026 |
| FIFTH THIRD BANCORP | Shareholder | E | yes | 01/2001 | Mar 16, 2021 | Jul 2, 2024 |
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | Owner | E | yes | 12/2020 | Mar 16, 2021 | Jul 2, 2024 |
| FIFTH THIRD FINANCIAL CORPORATION | Shareholder | E | yes | 01/2001 | Mar 16, 2021 | Jul 2, 2024 |
| ROBBINS, MARY, SPALDING | CHIEF INVESTMENT STRATEGIST | Na | yes | 06/2021 | Jul 16, 2021 | Jul 2, 2024 |
| STROIK, CYNTHIA, ROSE | CHIEF COMPLIANCE OFFICER | Na | yes | 11/2021 | Nov 2, 2021 | Jul 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | n/a | Bd affiliated wealth | $11B | N | yes | n/a |
| FRANKLIN STREET ADVISORS, INC. | n/a | Bank affiliated wealth | $4.5B | N | yes | n/a |
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | n/a | n/a | n/a | Y | yes | Oh |
| FIFTH THIRD INSURANCE AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| FRANKLIN STREET TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tarrytown | NY | United States | 5 | no |
| Atlanta | Ga | United States | 4 | no |
| Naples | FL | United States | 3 | no |
| Springfield | IL | United States | 3 | no |
| GRAND RAPIDS | Mi | United States | 3 | no |
| Tampa | FL | United States | 2 | no |
| Charlotte | Nc | United States | 2 | no |
| Pittsburgh | Pa | United States | 2 | no |
| SAN FRANCISCO | CA | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $7.8B | $7.8B | 83 | 58 | 12 | 3 | n/a |
| 2024 | Mar 28, 2025 | $6.1B | $6.1B | 62 | 52 | 9 | 4 | n/a |
| 2023 | Mar 28, 2024 | $572M | $572M | 47 | 37 | 9 | 5 | $9.1M |
| 2022 | Mar 28, 2023 | $102M | $102M | 20 | 13 | 6 | n/a | n/a |
| 2021 | Mar 30, 2022 | $1.1M | $1.1M | 9 | 5 | 3 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 5 | 2 | 3 | 3.2% | 0 | 0 | 0 | 32 | 8 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $7.8B | $6.1B | 28.3% | $102M | 324.5% | 83 | 62 | 12 | 9 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SUMMIT WEALTH PARTNERS, LLC | 2 | Jan 2, 2026 | Jan 12, 2026 | CINCINNATI, OH | Team lift out | RIA to RIA | 3.4% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | 3 | Aug 20, 2024 | Nov 18, 2024 | WINSTONSALEM, NC | Team lift out | Other | 0.2% |
| TRUIST ADVISORY SERVICES, INC. | 2 | Apr 26, 2024 | Jul 24, 2024 | DALLAS, TX | Team lift out | Other | 0.1% |
| MAINSTREET ADVISORS | 3 | Mar 14, 2024 | Jan 16, 2024 | GRAND RAPIDS, MI | Team lift out | Other | 18.8% |
| MAINSTREET ADVISORS | 3 | Mar 8, 2024 | Jan 18, 2024 | CINCINNATI, OH | Team lift out | Other | 16.7% |