DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
West Fargo, ND
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Nov 15, 2023 | n/a | yes | West Fargo, ND | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 4, 2022 | Nov 15, 2023 | no | WEST FARGO, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | COMMONWEALTH FINANCIAL NETWORK | Nov 15, 2023 | Nov 15, 2023 | 0 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:8032:ND:2023-11-15 | Nov 15, 2023 | Nov 15, 2023 | WEST FARGO, ND | Firm change |