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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

JANICE JOSEPHINE HAMMOND

Advisor at SUNRISE FINANCIAL SERVICES LLC

BURIEN, WA

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Search this name across graphsid dfx:ria:0f47fb54-8d67-584e-31d2-43639cfd7967

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUNRISE FINANCIAL SERVICES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 16, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 16, 2009
First registration: Jan 21, 2010
Dual registered: yes, broker-dealer
Other names: JANICE JOSEPHINE HAMMOND|Janice J Hammond
IAPD individual key: 5623949

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUNRISE FINANCIAL SERVICES LLC	Independent wealth	Feb 23, 2024	n/a	yes	BURIEN, WA	Current employment
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jun 14, 2017	Feb 6, 2019	no	BURIEN, WA\|MINNEAPOLIS, MN\|BURIEN, WA	Previous registration
FIRST HEARTLAND CONSULTANTS, INC.	Bd affiliated wealth	Aug 2, 2013	Jun 19, 2017	no	BURIEN, WA	Previous registration
MADISON AVENUE SECURITIES, LLC	Bd affiliated wealth	Jan 21, 2010	Jul 31, 2013	no	GIG HARBOR, WA\|SAN DIEGO, CA\|BURIEN, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
QUESTAR ASSET MANAGEMENT, INC.	SUNRISE FINANCIAL SERVICES LLC	Feb 6, 2019	Feb 23, 2024	1,843	Firm change after gap	Ibd to RIA
FIRST HEARTLAND CONSULTANTS, INC.	QUESTAR ASSET MANAGEMENT, INC.	Jun 19, 2017	Jun 14, 2017	-5	Firm change	Other
MADISON AVENUE SECURITIES, LLC	FIRST HEARTLAND CONSULTANTS, INC.	Jul 31, 2013	Aug 2, 2013	2	Firm change	Other

Relationships

Registered with (4)

→ SUNRISE FINANCIAL SERVICES LLCRegistered adviserregistration: current employment
Feb 23, 2024 to presentfactForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 14, 2017 to Feb 6, 2019factForm ADV
→ FIRST HEARTLAND CONSULTANTS, INC.Registered adviserregistration: previous registration
Aug 2, 2013 to Jun 19, 2017factForm ADV
→ MADISON AVENUE SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 21, 2010 to Jul 31, 2013factForm ADV

Dated events

No dated event names this entity yet.