RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J•••••••• H••••••
- S•••••• F•••••••• S••••••• L•• independent RIA currentsince Feb 23, 2024 · Burien, Wa
- Q•••••• A•••• M••••••••• I••• formerJun 14, 2017 to Feb 6, 2019 · Burien, Wa
- F•••• H•••••••• C••••••••• I••• BD affiliatedAug 2, 2013 to Jun 19, 2017 · Burien, Wa
- M•••••• A••••• S••••••••• L•• BD affiliatedJan 21, 2010 to Jul 31, 2013 · Gig Harbor, Wa
- Q•••••• A•••• M••••••••• I••• to S•••••• F•••••••• S••••••• L••left Feb 6, 2019, registered Feb 23, 2024 (1843 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• H•••••••• C••••••••• I••• to Q•••••• A•••• M••••••••• I•••left Jun 19, 2017, registered Jun 14, 2017 (-5 days) · Other
- M•••••• A••••• S••••••••• L•• to F•••• H•••••••• C••••••••• I•••left Jul 31, 2013, registered Aug 2, 2013 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address