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Advisor at ADVISORY ADVOCATES LLC
GRAND RAPIDS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORY ADVOCATES LLC | Independent wealth | Jun 5, 2025 | n/a | yes | GRAND RAPIDS, MI | Current employment |
| L.M. KOHN & COMPANY | Former SEC adviser | Apr 21, 2017 | Sep 8, 2025 | no | Grand Rapids, MI|CINCINNATI, OH|Holland, MI | Previous registration |
| ROYAL ADVISORS, LLC | Former SEC adviser | Dec 10, 2010 | Dec 31, 2016 | no | GRANDVILLE, MI|GRAND RAPIDS, MI | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | May 11, 2009 | Nov 4, 2010 | no | GRAND RAPIDS, MI | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 18, 2006 | May 13, 2009 | no | GRAND RAPIDS, MI|GRAND RAPIDS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L.M. KOHN & COMPANY | ADVISORY ADVOCATES LLC | Sep 8, 2025 | Jun 5, 2025 | -95 | Firm change after gap | RIA to RIA |
| ROYAL ADVISORS, LLC | L.M. KOHN & COMPANY | Dec 31, 2016 | Apr 21, 2017 | 111 | Firm change | Other |
| OPPENHEIMER & CO. INC. | ROYAL ADVISORS, LLC | Nov 4, 2010 | Dec 10, 2010 | 36 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | OPPENHEIMER & CO. INC. | May 13, 2009 | May 11, 2009 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 27913:284100:MI:2025-09-08 | Sep 8, 2025 | Jun 5, 2025 | HOLLAND, MI | Firm change after gap |